Your search for ‘Rowe & Maw’ returned 281 results

On June 29, 2005, the Securities and Exchange Commission adopted significant modifications to the securities registration and offering processes under the Securities Act of 1933. Release Nos. 33-8591; 34-52056; IC-26993. The new rules were adopted substantially as proposed in Release Nos. 33- 8501; 34-50624; IC-26649.

In August 2004, the U.S. District Court for the Eastern District of Kentucky issued its opinion concerning the Department of Justice’s ("DOJ") suit against Dairy Farmers of America, Inc. ("DFA"). The DOJ filed a complaint in April 2003 against DFA seeking the divestiture of DFA’s interest in Southern Belle based on the argument that the acquisition violated Section 7 of the Clayton Act.

On December 15, 2004, the Securities and Exchange Commission adopted a massive set of rules for asset-backed securities ("ABS") under the Securities Act of 1933 and the Securities Exchange Act of 1934 ("Regulation AB").

A patient is diagnosed with heart disease; a pacemaker is implanted. Years later, she experiences internal bleeding, which she asserts is the result of a malfunction in the device. She has surgery again and a new pacemaker is successfully implanted, but she is incapacitated for several months as a result of having had to undergo a second round of surgery. A classic situation for tort liability?

The Securities and Exchange Commission (the "SEC") adopted Rule 203(b)(3)-2 (the "New Rule") and rule amendments on December 2, 2004, that will require investment advisers ("Hedge Fund Advisers") to certain privately offered, unregistered investment funds (referred to by the SEC as "private funds") to register with the SEC under the U.S. Investment Advisers Act of 1940 (the "Advisers Act".

This article explains the referral scheme under the new European Community Merger Regulation1 ("ECMR") which aims at introducing a greater degree of flexibility into case allocation between the European Commission ("Commission") and Member States.

This article deals with the advantages and disadvantages of filing formal complaints or formally applying for a "formal third party status" in procedures initiated by the Commission under Articles 81 and 82 EC Treaty.

On May 3, 2004, the Securities and Exchange Commission proposed a massive set of rules for asset-backed securities ("ABS") under the Securities Act of 1933 and the Securities Exchange Act of 1934. The proposed rules aim to regulate ABS in four areas: (1) Securities Act registration, (2) disclosure under new Regulation AB, (3) communications during the offering process and (4) ongoing reporting requirements under the Exchange Act.

The power cuts in summer 2003 across the northeast USA, parts of London, Copenhagen and Italy led to concern in the EU that the widespread reorganisation of energy supplies, focused on privatisation, deregulation and new markets, had gone too far.