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The SEC Division of Corporation Finance granted an exemption from Exchange Act Rule 14e-1(a) ("Unlawful Tender Offer Practices") to HCL Technologies Limited, a public limited company incorporated under the laws of India.

The SEC Division of Investment Management granted no-action relief to permit certain investment advisory entities created by a merger to continue to rely on pre-merger exemptive orders.

The MSRB outlined the various methods available to regulated entities, issuers, attorneys, investors ...

The MSRB solicited applications to fill vacancies on its Board of Directors. Applications will be accepted through February 17, 2017.

The North American Securities Administrators Association ("NASAA") warned investors of the risks associated with "robo-advisers."

The SEC adopted a rule expressly mandating that the appointment or removal of a Public Company Accounting Oversight Board ("PCAOB") ...

The SEC Advisory Committee on Small and Emerging Companies will meet to examine secondary market liquidity for Regulation A companies and unlisted reporting companies.

The SEC adopted the preliminary determination related to a "notice of covered action" which awarded "more than $4 million to a whistleblower whose original information alerted the agency to a fraud."

In an Investor Bulletin, the SEC provided information as to the escheatment process (i.e., the process of "turning custody ...

The SEC awarded a total of more than $7 million to three whistleblowers who assisted the commission in prosecuting an investment scheme.

The SEC awarded approximately $4 million to an overseas whistleblower whose tip led to a successful enforcement action.

In remarks at the 2019 Fixed Income Market Structure Advisory Committee Meeting, SEC Commissioner Elad Roisman underscored the importance of increasing

Michael J. Osnato Jr., SEC Enforcement Division Complex Financial Instruments Unit Chief, will leave the SEC later this month.

The SEC Division of Corporation Finance granted exemptive relief to MiMedx Group, Inc.

The SEC granted exemptive relief to an exchange-traded fund (the "Fund") from the notice requirements of Exchange Act Rule 10b-17.

The SEC staff provided no-action relief to a Canadian company, allowing it to conduct a tender offer in the United States in accordance with the requirements of Canadian law and exemptions granted from those requirements.

The SEC Division of Corporation Finance granted no-action relief to a peer-to-peer lending company from being considered an "ineligible issuer" ...