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  • Article

    The FAA, DIMS and the Financial Markets Conduct Bill

    The exposure draft Financial Markets Conduct Bill (the draft Bill) has some important implications for the Financial Advisers Act (FAA).
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Mauritius As An International Financial Centre

    Mauritius was once celebrated as the "star and key of the Indian Ocean" for its strategic position on the maritime spice route.
    MauritiusWealth Management
    FSPA
    FSPA
  • Article

    Will the wider credit contracts definition catch you? The Consumer Credit and Financial Services Law Reform Bil

    The Consumer Credit and Financial Services Law Reform Bill will require more people to register as financial service providers.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Japan's Amended Payment Services Act Could Prompt More Nonbank Entries Into Traditional Banking Services

    The amendment to the Payment Services Act ("PSA") of Japan took effect in May 2021, removing the current numerical transfer cap placed on fund transfer services by nonbank institutions.
    JapanFinance and Banking
    Jones Day
    Jones Day
  • Article

    Temporary Aussie exemption from financial advisers regime

    Discusses which Australian-regulated financial advisers will be exempt from the new financial services regulatory regime in NZ.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Financial Adviser and Financial Service Provider regimes: More Exemptions

    Cabinet has agreed to a number of recommendations regarding further exemptions to the FAA and the FSPA. These are likely to lead to a further supplementary order paper to the Financial Service Providers (Pre-Implementation Adjustments) Bill.
    New ZealandFinance and Banking
    DLA Piper Australia
    DLA Piper Australia
  • Article

    FMA identifies churn as an issue in life insurance industry

    A FMA survey indicates a certain amount of churn in the life insurance industry, to the possible detriment of consumers.
    New ZealandInsurance
    Chapman Tripp
    Chapman Tripp
  • Article

    Prime opportunity to sort out financial advisers' regime

    The Terms of Reference for the much-anticipated review of the FAA & FSPA are now out.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Financial adviser reforms - our preliminary views

    MBIE released a Consultation Paper and Exposure Draft of reforms to the regulation of financial advice in New Zealand.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Five year fitness test for financial advisers regime up next year

    This is an important chance to drive change in those parts of the FAA regime which have caused confusion or frustration.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    FMA releases robo-advice exemption consultation

    The Financial Markets Authority (FMA) is consulting on a proposed exemption to facilitate personalised robo-advice.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    The Companies Act 2001 And The Financial Services Development Act 2001

    MauritiusCorporate/Commercial Law
    Sanjeev Kalachand
    Sanjeev Kalachand
  • Article

    How much should you pay your regulator? Have your say on MED's proposed fee scale

    The Ministry of Economic Development (MED) has released a discussion document on the fees and levies to fund the latest developments.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Financial adviser reforms underway

    The MBIE has made improvements to the Financial Services Legislation Amendment Bill as part of the consultation process.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Anti-Money Laundering Regulations and Codes of Practice Proposed

    The Ministry of Justice has now released its consultation document on first priority matters in relation to the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act). This will provide an important opportunity to influence key design elements of the new regime, including which entities and transactions should be exempt, various applicable threshold values, customer due diligence (CDD), third party reliance and designated business group issues, and annual rep
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Mainbrace - July 2012 (No. 2)

    As the November election draws closer, the main questions on everyone’s lips in Washington, DC are whether Congress can enact any maritime legislation and are we about to fall off a "fiscal cliff"?
    United StatesTransport
    Blank Rome LLP
    Blank Rome LLP
  • Article

    FMA's deregistration powers constrained by natural justice

    The first appeal against deregistration by a financial services provider (FSP) has succeeded.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    New Zealand's Proposed Reform of the Collective Investment Scheme Regime

    Significant change to the regulation of collective investment schemes (CISs) may flow from the recently launched Securities Law Review. They get their own chapter in the Ministry of Economic Development’s (MED’s) 200 page discussion document and are the subject of 45 questions for consultation.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Shakeup For Collective Investment Schemes In Securities Law Review

    Significant change to the regulation of collective investment schemes (CIS) may flow from the Securities Law Review. They get their own chapter in the Ministry of Economic Development’s 200 page discussion document and are the subject of 45 questions for consultation.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp
  • Article

    Latest on the Financial Services Legislation Amendment Bill

    An exposure draft of regulations and commentary will be released for public submission in the second quarter of 2019.
    New ZealandFinance and Banking
    Chapman Tripp
    Chapman Tripp

Showing 21–40 of 41 results

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