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Your search for ‘Anderson P.C.’ returned 48 results

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  • Article

    Navigating FINRA's Updated Policy On Recording Calls And Meetings

    On July 30, 2024 FINRA has issued Regulatory Notice 24-10, reminding members of its longstanding policy prohibiting the recording of conversations between FINRA staff and member firm personnel during oversight-related calls or meetings.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Enhancing Financial Reporting: Insights From The Updated Conceptual Framework In FASB Standard Setting

    On August 12, 2024, Paul Munter, the Chief Accountant at the SEC, released a statement emphasizing the significance of the recently updated Conceptual Framework for Financial Reporting issued by the Financial Accounting Standards Board (FASB).
    United StatesAccounting and Audit
Gesmer Updegrove LLP
Gesmer Updegrove LLP
  • Article

    Paul Atkins Confirmed As SEC Chair Amid Rising Pressure To Act On Chinese Companies

    On April 10, 2025, the U.S. Senate confirmed Paul Atkins as the next Chair of the Securities and Exchange Commission in a narrow 52-44 vote.
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    SEC Adopts Amendments To Broker-Dealer Customer Protection Rule: Daily Computations And Enhanced Safeguards

    The Securities and Exchange Commission (SEC) has adopted amendments to Rule 15c3-3, commonly known as the Customer Protection Rule, implementing significant updates to the frequency...
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Regulatory Notice 24-11: Updated Interpretations Of FINRA's Margin Rule

    FINRA has announced an important update to the set of interpretations for its Margin Rule, FINRA Rule 4210. These updated interpretations, now effective, are available on the FINRA website.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    FBI Seizes Polymarket CEO's Phone Following Trump Election Prediction

    Federal authorities have raised eyebrows with a high-profile seizure of electronic devices from Polymarket CEO Shayne Coplan's Soho residence. The early-morning raid occurred just a week after Polymarket.
    United StatesGovernment, Public Sector
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    SEC Reevaluates Controversial Market Surveillance Tool Amid Legal And Industry Pushback

    In a move that signals regulatory recalibration, the Securities and Exchange Commission (SEC) has paused litigation surrounding its Consolidated Audit Trail...
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Crypto Legislation Likely Coming Under Trump, Ex-SEC Chief Jay Clayton Predicts

    As the United States braces for a shift in regulatory priorities, former SEC Chairman Jay Clayton announced on Wednesday that he anticipates significant legislative action on cryptocurrency...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    GENIUS Act Passes The House: A Defining Moment For U.S. Crypto Policy

    On July 17, 2025, the House of Representatives passed the Guiding the Evolution of Novel Innovations in the U.S. (GENIUS) Act, marking a major legislative milestone for the blockchain and digital asset industry.
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Kamala Harris's Team Is Considering Candidates To Replace SEC Chair Gary Gensler

    With the 2024 election heating up and polls showing a tight race between Vice President Kamala Harris and former President Donald Trump, both camps are laying out vastly different strategies...
    United StatesGovernment, Public Sector
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    SEC Enforcement Lawyers Face Fallout As Crypto Industry Pushes Back

    The ongoing battle between the SEC and the cryptocurrency industry has taken a new turn—not just in regulatory policy, but in the professional reputations of SEC enforcement attorneys.
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Drafting Effective Board Resolutions: How To Appoint A Special Committee For Internal Investigations

    In moments of crisis, such as allegations of misconduct or conflicts of interest, a company's board of directors must act decisively and transparently. One powerful tool at its disposal...
    United StatesCompliance
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    18 States Sue SEC And Gary Gensler For Alleged 'Regulatory Overreach' On Crypto

    The Securities and Exchange Commission (SEC) and its Chair, Gary Gensler, are facing significant legal pushback from 18 Republican attorneys general, who have filed a lawsuit accusing the agency...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Crypto Legislation Collides With Trump's Digital Asset Ties As House Hearing Implodes

    Efforts to establish a comprehensive digital asset regulatory framework were sidelined on Tuesday, not by policy disagreement, but by political uproar.
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    U.S. Treasury's Overreach In Crypto Broker Reporting Sparks Industry Outrage

    Recent developments in Treasury's crypto broker reporting regulations have ignited heated debate across the digital asset community.
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Acting SEC Chair Reshapes The Agency Ahead Of Trump's Pick

    The Securities and Exchange Commission (SEC) is undergoing a profound transformation as its acting leadership reshapes the agency ahead of the confirmation of President Trump's nominee...
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Tokens, Forwards, And The Illusion Of Equity: What Republic's SpaceX Deal Tells Us About Modern Securities Innovation

    Matt Levine's latest Money Stuff column dissects a fascinating and increasingly common financial arrangement that blurs the line between traditional equity, tokenized instruments...
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Ten Legal Challenges Reshaping The Sports Industry In 2024–2025

    Name, Image, and Likeness (NIL) Fragmentation With no federal standard, divergent state laws continue to govern NIL rights. The NCAA's recent rule revisions expand school involvement and impose...
    United StatesMedia, Telecoms, IT, Entertainment
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    CFPB's Overreach: Applying Regulation E To Unhosted Wallets Is Legally And Technologically Unsound

    The Consumer Financial Protection Bureau (CFPB) recently issued a proposed interpretive rule that aims to expand the scope of Electronic Fund Transfer Act (EFTA) and Regulation E to include unhosted blockchain.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Advancing Financial Data Transparency: New Joint Standards Proposed By Financial Regulators

    On August 2, 2024, Chair Gary Gensler announced a groundbreaking proposal aimed at enhancing the transparency and accessibility of financial data.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Showing 21–40 of 48 results

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