Your search for ‘Allen Matkins Leck Gamble Mallory & Natsis’ returned 557 results

In Dirks v. SEC, 463 U.S. 646 (1983), the United States Supreme Court found that a tippee may be liable for trading on the basis of material, nonpublic information if he or she knows...

Having read Professor Stephen Bainbridge's post about the origins of the judicial doctrine that directors must act on an informed basis, I passed along a reference to the California Supreme...

Often parties to a contract will agree that a third party will make the final call as to whether an obligation has been performed or an amount to be determined post-closing.

In 2020, California enacted the California Consumer Financial Protection Law, Cal. Fin. Code § 90000 et seq. The CCFPL authorizes the Department of Financial Protection & Innovation...

AThe Financial Industry Regulatory Authority, aka FINRA, is a non-profit Delaware corporation.

California had been one of 16 states that did not require licensing of debt collectors. That changed last year with the enactment of the Debt Collection Licensing Act. 2020 Cal. Stats. ch. 163 (SB 908).

In Chapter 9 of James Joyce's Ulysses, Stephen Dedalus proclaims "A man of genius makes no mistakes. His errors are volitional and are the portals of discovery". Alas, not every person filing a corporate record...

Professor Douglas K. Moll at the University of Houston recently published an interesting article in The Journal of Corporation Law that tackles the question of whether parties may contract out ...

California Corporations Code Section 204(a)(4) permits the articles of incorporation to include a provision limiting the duration of a corporation's existence to a specified date.

One popular theory of the corporation is that it is a nexus of contracts. As Frank Easterbrook and Daniel Fischel pithily pronounced "Corporations are enduring (relational) contracts."

In 2016, California added Section 925to its Labor Code. Cal. Stats. 2016, ch. 632. That statute prohibits an employer from requiring an employee who primarily resides and works in California...

Yesterday's post concerned the California Court of Appeal's holding that statements made in a Form 10-K were "protected activity" under California's Anti-SLAPP statute because they were made...

In 2003, Barry Romeril settled with the SEC and was thereby unable to speak openly about this policy.

Yesterday, the California Office of Administrative Law approved the Department of Financial Protection and Innovation's (DFPI) proposed commercial financing disclosure regulations.

Readers of this space will know that the California's board diversity statutes apply to "publicly held corporations" and that California's corporate disclosure law applies...

In 1988, the California legislature enacted a unique fairness opinion requirement for certain "interested party" tender offers, including a share exchange tender offers (Section 183.5)...

California Governor Newsom has signed Assembly Bill 550, fundamentally changing how renewable energy developers can obtain incidental take permits under the California Endangered Species Act. The new law allows permits to be issued for species merely proposed for listing, creating a critical window of regulatory certainty before the Fish and Game Commission makes final listing determinations.

The California Financing Law requires that persons engaged in the business of making loans be licensed by the Department of Financial Protection & Innovation.