Article
The Growing Importance Of Independent Investigations Overseen By The Audit Committee
In the wake of the 2008 financial crisis, the discovery of the massive Madoff Ponzi scheme, and the enactment of the sweeping Dodd-Frank financial regulatory reform legislation, the Department of Justice (DOJ), Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and state attorneys general have all ramped up their oversight and enforcement of white-collar criminal and securities laws.

Hogan Lovells Cadwalader






