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The U.S. House Committee on Financial Services elected Representative Michael San Nicolas (D-GU) as Vice Chair. Mr. San Nicolas ...

The NFA Business Conduct Committee charged a registered independent introducing broker with failing to (i) maintain the required minimum adjusted net capital, (ii) file telegraphic notice...

KBRA has come out with a recent forecast predicting that the private credit industry will be well positioned to navigate looming macroeconomic headwinds on the horizon.

In addition, the automated alerts system was updated to include additional information about relevant bond and associated trade activity or filing that can trigger an alert.

The MSRB named Simon Wu as its Chief Economist. Mr. Wu will assume his new role starting on February 6, 2017.

Scott Aleali and Jeff Maier released a new edition of Fund Fanatics that covers the latest trends in the secondaries market and features Sameer Shamsi, Head of Secondaries at Houlihan Lokey.

The NFA appointed Carol Wooding Vice President, General Counsel and Secretary.

The National Futures Association ("NFA") Business Conduct Committee charged a commodity trading advisor with providing materially false and misleading disclosure documents to customers...

The NFA announced that starting with its election of Board of Directors members in 2017, NFA will replace current paper ballots with an electronic voting system.

The Federal Reserve Bank ("FRB") of New York Executive Vice President Richard Dzina discussed the current state of cyber resilience and operational security ...

The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.

The Office of the Comptroller of the Currency ("OCC") supplemented its guidance on agency procedures for examining the risk management of third-party relationships entered into by national banks and federal savings associations.

The Office of the Comptroller of the Currency ("OCC") updated the "Truth in Lending Act" (Regulation Z) booklet of the Comptroller's Handbook.

President Obama renominated Dr. Christopher James Brummer and Brian D. Quintenz to fill two CFTC commissioner vacancies.

President Trump announced his intent to nominate J. Christopher Giancarlo as CFTC Chair.

Even amongst a battle of supply and demand between GPs and the banks, subscription lines of credit remain resilient.

The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.

The SEC Division of Corporation Finance designated a New Zealand stock exchange as a "designated offshore securities market" under Securities Act Regulation S, Rule 902(b).