On August 26, 2013, the Financial Services Agency of Japan promulgated the final text of the amendments to the existing rules and regulations governing short sale transactions.

In the District of Columbia, under D.C. Code § 16-4423(a), a court shall vacate an arbitration award for specified reasons involving corruption, fraud and misconduct.

Rober Carey talks about working in different Capital markets.

A discussion on the changes experienced in the legal services industry.

On September 21, 2007, respondents George W. Davis and Catherine V. Davis filed their brief in "Davis v. Kentucky Department of Revenue of the Finance and Administration Cabinet".

Recently, the New York Stock Exchange LLC (the “NYSE”) and the National Association of Securities Dealers, Inc. (the “NASD”) (collectively, the “SROs”) proposed amendments to their rules governing the activities of research analysts - NYSE Rule 472 and NASD Conduct Rule 2711.

The second annual edition of <I>PR's Return on Investment: The Annual Law Firm Media Performance Report</I> provides revealing new data on how law firms manage media relations during a crisis, as well as how global, national, and regional firms incorporate publicity campaigns as part of their marketing.

On July 18, 2006, the Securities and Exchange Commission (the "Commission") published final interpretive guidance (the "Interpretive Release") regarding the "soft dollar" safe harbor of Section 28(e) of the Securities Exchange Act of 1934 ("Section 28(e)"). The stated goal of the Interpretive Release is to clarify the scope of the safe harbor in light of evolving technologies and industry practices.

It wasn't so long ago that mergers and acquisitions were the axes around which London's legal universe evolved. Indeed, elite UK law firms spent 2006 and the first half of 2007 basking in the radiance of record-breaking M&A activity.

On May 14, FINRA announced the first set of consolidated rules as it begins the process of reconciling the NASD and NYSE rulebooks. Since the NASD-NYSE Regulation merger in July 2007, members of both the NASD and NYSE (“dual members”) have been subject to both sets of rules.