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This is cutting-edge information that can help issuers raise capital online without having to proceed under the more onerous requirements of Rule 506(c).

Our colleague, Len Weiser-Varon, just authored an informative post on Mintz Levin’s Public Finance Matters blog concerning the recent SEC settlements with two former municipal officials of Allen Park, Michigan.

During the past several weeks, there have been a couple of notable developments in connection with the SEC's proposed climate disclosures rule ...

Read the latest litigation news in the energy and sustainability space, including developments in connection with the SEC's proposed climate disclosures rule.

March 19, 2024: Mobile Auto Concepts, a provider of maintenance, cleaning, and replacement services based in San Francisco, was acquired by Yoshi Mobility for an undisclosed amount on March 19, 2024.

Matthew Gardella explains why "fallen angel" reverse mergers have become an attractive alternative to the traditional IPO for privately held life sciences companies looking to go public.

Two recent reports, one by NERA Economic Consulting, and the other by Cornerstone Research, indicate that the number of securities class actions filed by plaintiffs in the federal courts grew by approximately 9-10% in 2013 as compared with 2012.

In August, 2016, the IRS issued Revenue Procedure 2016-44, the first comprehensive revision of its management contract safe harbors since Revenue Procedure 97-13.

It is great to see that a social impact/ESG fund can come together quickly, and attract enough interest to be oversubscribed! Hopefully, the focus on investing in underserved communities is...

As we have noted in a number of recent posts, corporate cybersecurity risks have become a leading concern for both boards of directors and the SEC.

Thanks to Valentine’s Day falling on a Saturday this year, investors have a few extra days to file Schedule 13Gs, which will be due on Tuesday, February 17, 2015.

The SEC is proposing changes that would impose additional conditions on 10b5-1 plans. As noted, if adopted, users of the plans would be required to wait 120 days before buying or selling stock...

The SEC has released a comprehensive proposal that could reshape regulatory frameworks and compliance requirements. This document outlines significant changes that may impact financial institutions, public companies, and market participants. Understanding the full scope of these proposed rules is essential for stakeholders preparing for potential regulatory shifts.

Many of us are beginning to think about and plan for the 2022 proxy statement season. The Securities and Exchange Commission has revised guidance...

The proxy rule changes coming into effect after the coming proxy season are thought to have the effect (possibly intended) of making it easier for activists to place their candidates on Boards of Directors.

Health care transactions present unique due diligence challenges.

Our tax law colleague, Jonathan Talansky, discusses a recent tax court decision discussing that dreaded concept of "substantial risk of forfeiture" under section 83 of the Internal Revenue Code.

Just yesterday, the SEC announced its first settlement pursuant to its Municipalities Continuing Disclosure Cooperation (MCDC) Initiative.