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In June 2010, Morrison & Foerster published the client alert "Federal Reserve Board Issues Final CARD Act Rule on Penalty Fees and Rate Reevaluations."

In prior posts, we have noted that the relaxation of the ban on general solicitation in no way relieves certain registered entities of their obligations to comply with regulations related to advertising or promotional materials.

Several years have now passed since the financial crisis and the onslaught of regulations intended to prevent a future crisis.

FINRA recently took formal disciplinary action against a New York-based broker-dealer that is affiliated with a Mexican broker-dealer and with a Mexican bank for inadequate anti-money laundering systems and procedures.

Interest is growing in impact investing–investing that supports environmental, social and governance goals, while also earning a return.

As previously reported, on October 15, 2015, the CFPB released a final rule (the "Rule") amending Regulation C, 12 C.F.R part 1003, which implements HMDA.

Kelley Howes spoke to Fund Directions about the recent exam letters the Securities and Exchange Commission sent to fund advisers which included questions...

California Passes Two Bills With Impacts on Mortgage Industry.

Sometimes the water is deep and can get choppy. You may find that the 11th edition of our Capital Markets and Securities FAQs can help you get to firm ground.

The CFPB has announced another enforcement action targeting alleged deceptive mortgage advertising to veterans.

On December 7, 2015, the CFPB announced another consent order going after a firm for alleged violations the Consumer Financial Protection Act, FCRA, and FDCPA.

Last week, the CFPB released a new compliance guide to accompany its October 15, 2015, final rule amending Regulation C, which implements the Home Mortgage Disclosure Act.

This alert highlights several key findings in the Report, including findings related to the cost and availability of credit, deferred interest products, rewards programs, debt collection and product innovation.

On April 21, 2016, the CFPB reopened the comment period on a narrow portion of its December 15, 2014 notice of proposed rulemaking (the "NPR"), which would amend the mortgage servicing rules in Regulation X and Regulation Z.

On February 10, 2015, the Consumer Financial Protection Bureau added another company to its litany of alleged Real Estate Settlement and Procedures Act Section 8 offenders.

On October 1, regulators including the CFPB sent a letter to mortgage industry trade groups regarding TRID.

Following a now familiar approach, the CFPB issued a bulletin today that suggests deep disapproval of an entirely legal practice.

The Commodities Futures Trading Commission (CFTC) and the National Futures Association (NFA) have outlined a broad enforcement agenda that aims to address recent commodities marketplace trends.