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Morrison & Foerster offers a complimentary nine-part series for startup founders, executives, and investors on the legal side of founding a startup.

In the May 10, 2017 dialogue held by the SEC's Division of Economic and Risk Analysis and New York University's Stern School of Business, academics and industry representatives provided...

The SEC has announced the agenda and panelists for its annual Small Business Forum on November 21, 2013.

On December 4, 2017, the SEC approved the NYSE's proposed amendment to Section 202.06 of the NYSE Listed Company Manual.

On February 24, 2004, the Securities and Exchange Commission (SEC) extended the compliance dates for amendments to its rules adopted pursuant to Section 404 of the Sarbanes-Oxley Act

Last week, the SEC held its annual Government-Business Forum, which included a number of presentations on exempt offering alternatives.

On October 17, 2017, the staff (the "Staff") of the SEC's Division of Corporation Finance issued two new compliance and disclosure interpretations ("C&DIs")...

The SEC has posted the following releases for the rulemaking approved at today’s Open Meeting.

At an open meeting today, the SEC proposed new rules and amendments to existing rules to require open-end investment companies to adopt comprehensive liquidity risk management programs.

Today, the Securities and Exchange Commission has proposed amendments to the definition of "smaller reporting company" as used in the SEC rules and regulations.

The staff of the SEC's Division of Investment Management released this week a series of frequently asked questions (FAQs) regarding new Rule 22e-4 (the "Liquidity Rule").

On July 26, 2016, the SEC revised Question 140.02 of its Compliance and Disclosure Interpretations ("C&DIs") on Regulation S-K, pertaining to selling securityholder disclosure.

On December 19, 2019, the Staff of the U.S. Securities and Exchange Commission's Division of Corporation Finance issued guidance outlining the Staff's views about disclosure obligations.

The Dodd-Frank Act required that the SEC periodically assess the "accredited investor" definition.

As was the case back in 1995 when the government last experienced a shutdown, the SEC announced that it will remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1.

On February 6, 2014, the Division of Corporation Finance of the Securities and Exchange Commission updated Section 9520 of its Financial Reporting Manual regarding share-based compensation disclosures in initial public offering ("IPO") prospectuses.

In this episode of the Above Board podcast, Morrison & Foerster partner and host Dave Lynn speaks with Judson Lobdell, San Francisco-based partner and former Assistant U.S. Attorney...

SIFMA has issued a Memorandum intended to provide broker-dealers and advisers with guidance regarding procedures for investor verification.