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We continue to wait for the SEC to issue final crowdfunding regulations— the comment period ended in January.

Today, the US Chamber of Commerce’s Center for Capital Markets Competitiveness hosted a half-day session on Corporate Disclosure Reform.

In a recent speech, Commissioner Gallagher provided another perspective on the need for the SEC to focus on disclosure reform.

In part two of this year's Fellows subseries, Wetmore Fellows Alex Devine and Kimberly Valladares host a discussion with Boston Managing Partner David Ephraim and Washington, D.C...

In the third and final episode of this year's Fellows subseries, Wetmore Fellow Keniece Gray and SEO Law Fellow Jermel McClure host a discussion with MoFo associate Keiko Rose about the firm's partnership...

In this episode of Diversity in Practice, Natalie Kernisant, Director of Diversity and Inclusion, sits down with MoFo partner and Women's Strategy Committee...

Adam Braverman, Brian Michael, Christine Wong, James Koukios, and Will Baker authored an article for the Daily Journal offering guidance on how companies should benchmark communications...

In a speech given early in the week at Stanford University's Rock Center for Corporate Governance, Commissioner Stein addressed a broad range of topics, including cybersecurity issues and shareholder engagement.

FINRA’s sweeping overhaul of its rules governing communications with the public become effective today.

During 2016, there were relatively few companies that completed "IPOs". Some commentators attribute the dearth of IPOs in 2016 to volatility arising from, among other things, Brexit and...

During 2016, there were relatively few companies that completed initial public offerings ("IPOs").

Learn why emotional intelligence is important for GCs in successful stakeholder management.

President Obama signed into law the FAST Act, a highway transportation bill, that includes a number of important securities law measures that each had been the subject of individual bills with strong bipartisan support.

In recent months, there has been an active dialogue regarding the regulatory burdens for public companies and whether these burdens have contributed to the decline in the number of U.S. "IPOs"....

The Financial Crimes Enforcement Network (FinCEN) proposed to amend the Bank Secrecy Act's (BSA) definition of "Broker or Dealer in Securities" to include funding portals...

In a notice published on its website on August 4, 2016, FINRA announced that it is conducting an inquiry with respect to non-traded business development companies (BDCs).

Both the SEC and FINRA have recently issued guidance to broker-dealers on cybersecurity, providing valuable resources for them and for registered investment advisors to combat the growing threat of cyber-attacks.

FINRA recently posted two updates to its Private Placement Filing Requirements FAQs.