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Last week, key members of the SEC’s staff reinforced their expectation that CCOs and other gatekeepers should help the SEC with its core mission of protecting investors, promoting fair, orderly and efficient markets and facilitating capital formation.

The SEC has published the Final Crowdfunding Rules following their earlier meeting wherein the rules were adopted.

On January 31, 2014, the SEC issued a ground-breaking no-action letter, taking the position that a financial intermediary that limits its business activity to advising privately held companies in M&A transactions need not register as a broker-dealer.

On October 5, 2016, the SEC Advisory Committee on Small and Emerging Companies held a public meeting to discuss, among other things, board diversity for public companies.

On February 28, 2017, the SEC issued an order (the "Order") temporarily suspending the ability of Web Debt Solutions, LLC ("Web Debt") to utilize Regulation A, pursuant to its authority...

The SEC proposed rules for comment that address the JOBS Act mandate to revise the thresholds for registration, termination of registration, and suspension of reporting under Section 12(g) of the Exchange Act.

The SEC has announced that the day prior to its Government Business Forum on Small Business Capital Formation

At today's Practising Law Institute SEC Speaks annual program, Acting Chair Piwowar made opening remarks.

In this alert, we provide a detailed overview of the proposed regulatory framework that will be applicable to crowdfunding offerings conducted pursuant to Title III of the JOBS Act in reliance on Section 4(a)(6) of the Securities Act.

The NASAA Legislative Agenda includes a number of objectives that relate to the JOBS Act.

As year-end approaches, many companies will be focused on preparing their annual reports.

Acting Chair Piwowar made remarks at the the Dialogue on Crowdfunding hosted by the Securities and Exchange Commission and the Salomon Center for the Study of Financial Institutions at New York University.

According to Adam, partnerships enable agencies to use data analytics more effectively to find fraud.

MoFo's weekly Climate Links provide the latest industry updates from thought-leaders and third-party sources.

On April 12, 2017, FINRA released three regulatory notices for comment that propose amendments to various FINRA rules affecting capital formation.

Partners Obrea Poindexter and Rick Fischer are quoted in the Bloomberg BNA's Electronic Commerce and Law Report article, "Apple Pay, PayPal, Google Wallet Treated Differently By CFPB Rule."

On June 18, 2015, the CFPB will hold a public meeting of the Consumer Advisory Board to discuss trends and themes in the consumer finance market place.

In anticipation of the SEC’s final rulemaking on Rule 506, many financial intermediaries have been focused on the ways in which they may use social media to contact potential investors.