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Today the SEC announced the agenda and the panelists for its first ever fintech forum on November 14th. As noted in the announcement, the session, which will begin at 9 a.m. ET, will be divided into four panels.

On June 24, 2020, the New York State Department of Financial Services ("NYDFS") announced a series of initiatives designed to provide further guidance and resources for businesses operating in

On December 14, 2015, the FAA issued the much-anticipated "Registration and Marking Requirements for Small Unmanned Aircraft Interim Final Rule."

2017 in the UK and the rest of Europe seems to have been primarily a year devoted to implementation – both of political decisions already made and of legislation that had already been enacted.

In a chapter for The Law Society's third edition of its Blockchain: Legal & Regulatory Guidance, Chloe Kearns has co-authored a section titled "Regulation of Cryptoassets".

The Federal Reserve Board issued a proposal to repeal Regulation AA, which is the Board’s rule prohibiting certain unfair or deceptive acts and practices, including certain credit practices.

PitchBook's 2015 Annual U.S. Venture Industry Report reported a total of 73 venture capital-backed IPOs were conducted in 2015, the lowest number since 2013.

The JOBS Act was signed into law three months ago today, and much of the excitement thus far has been focused on the IPO on-ramp provisions. However, the most significant, or perhaps most lasting, changes may actually result for the private placement market.

The AI industry continues to mature as venture investment increased significantly in 2021 and exit values for venture-backed AI companies significantly outpaced venture investment in AI companies in 2022.

The Commissioner Elise Walter has recently testified before the House Subcommittee on Oversight and Investigations of the Committee on Financial Services regarding the SEC’s implementation of Title II of the JOBS Act.

In his remarks today, in addition to addressing initial coin offerings and blockchain related matters...

On the whole, our markets are less transparent."

"Direct-to-consumer" offerings enable companies to raise capital directly from their customers, with or without the use of underwriters or other financial intermediaries.

FINRA has released its annual letter highlighting its areas of focus. Quite a number of the priorities reflect market changes, and reflect FINRA’s focus on developments post-JOBS Act.

JOBS Act Quick Start provides a comprehensive overview of the provisions of the JOBS Act, including the changes brought about in market practice as a result of the IPO on ramp provisions.

Amid shareholder demands for greater engagement, Internet-based annual meetings may enhance accessibility and save costs.

The report notes the decline in the number of U.S. public companies and notes the trend in U.S. IPOs and the increased reliance on private placements.