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UPREITs are a common operating structure for publicly traded equity REITs, and have both benefits and drawbacks.

The SEC recently posted on its website the Final Report from the 2012 SEC Government-Business Forum on Small Capital Formation, which was held in the fall of 2012.

On August 5, 2015, the CFPB held a forum on the findings from their Know Before You Owe eClosing pilot.

As we previously reported, FINRA amended its rules relating to research in order to bring them in line with the changes brought about by the JOBS Act.

The SEC addressed the applicability of the security-based swap dealer and major security-based swap participant definitions to cross-border security-based swap activities.

The White House issued separate Statements of Administrative Policy that "strongly oppose[]" both the indirect auto and QM bills.

On August 17, 2015, the CFPB hosted a live event in Virginia about financial management for seniors and their caregivers.

The House passed H.R. 801, the Holding Company Registration Threshold Equalization Act of 2013, sponsored by Rep. Womack, by a vote of 417 to 7.

In the last few days, we received a few inquiries regarding our prior post on the CFTC’s temporary relief permitting funds to engage in general solicitation.

The study draws on quantitative and qualitative data provided by members of Impact Capital Managers.

On December 10, 2015, Chairman Hensarling announced that such legislation will be a top priority for the coming year and that a bill will be introduced in early 2016.

The Mortgage Bankers Association has released the 2nd Edition of its TRID Resource Guide.

Our recently updated Quick Guide to REIT IPOs provides an overview of the path to an initial public offering for a REIT.

On April 21, 2016, the National Credit Union Administration approved a proposed rule on incentive compensation under Section 956 of the Dodd-Frank Act.

The use of liability management transactions in the wake of the financial crisis, along with two important court cases...

An IFR US ECM Briefing reported on a significant IPO trend—over time it has become more common for IPO issuers to appoint several co-managers.

On Friday, January 19, 2018, the Securities and Exchange Commission ("SEC") announced that "should there be a federal government shutdown after January 19, the SEC will remain open ...

NASDAQ Private Markets and Morrison & Foerster recently discussed Section 4(a)(2), the statutory private placement exemption...