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  • Article

    SEC Issues Broker-Dealer No-Action Letter Of Interest To Private Equity Firms

    On January 31, 2014, the SEC’s Division of Trading and Markets issued an important no-action letter stating that "M&A Brokers," defined as persons engaged in the business of effecting securities transactions solely in connection with the transfer of ownership and control of private companies, could, subject to certain conditions, engage in that activity without broker-dealer registration with the SEC.
    United StatesCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Fifth Circuit Raises New Questions By Ruling That The Fiduciary Rule Is Invalid

    On March 15, 2018, the Court of Appeals for the Fifth Circuit vacated the DOL's conflict of interest rule and related exemptions (the "fiduciary rule").
    United StatesEmployment and HR
Ropes & Gray LLP
Ropes & Gray LLP
  • Article

    CARES Act Oversight: False Claims Act Risk Under The CARES Act For Health Care Providers

    The Coronavirus Aid, Relief, and Economic Security Act ("CARES Act") provides significant financial assistance and support to hospitals and other health ...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Federal Agencies Issue Clarifications to the Interim Final Rules for Grandfathered Health Plans

    The U.S. Departments of Treasury, Labor, and Health and Human Services have issued an amendment to the June 17, 2010 interim final rules on grandfathered health plan status for group health plans under the "Patient Protection and Affordable Care Act".
    United StatesFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    U.S. Department Of Justice Files False Claims Action Against 3 PODs And Physician Investors For Physician And Hospital Claims

    On September 8, 2014, the U.S. Department of Justice (DOJ) filed a False Claims Act (FCA) case in the Central District of California against Reliance Medical Systems, two related distributors (Apex Medical Technologies and Kronos Spinal Technologies), and several of their physician owners, based on the theory that investment returns from these physician-owned distributors (PODs) were unlawful kickbacks.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Supreme Court Rules That Trademark "Tacking" Is A Question For The Jury

    On January 21, 2015, the Supreme Court in Hana Financial, Inc. v. Hana Bank, No. 13-1211, unanimously held that whether different versions of a trademark may be "tacked" for purposes of determining priority is a jury question.
    United StatesIntellectual Property
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    OECD's Digital Tax Proposal

    Kat Saunders Gregor, Ropes & Gray tax partner and co-founder of the firm's tax controversy group, discusses the OECD's digital tax proposal as well as actions being taken by several countries...
    United StatesTax
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Petrobras Reaches $1.78 Billion FCPA Resolution

    The settlement papers detail a scheme in which senior Petrobras executives inflated the cost of infrastructure projects by deliberately overpaying its largest contractors.
    BrazilCriminal Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    China Expects Major Changes In Drug Registration And Contract Manufacturing Rules

    The China Food and Drug Administration ("CFDA") recently announced several draft rules, most notably, the Draft Amendment of the Provisions for Drug Registration (also known as the Drug Registration Rules, DRR) and the Draft Administrative Regulations on the Review and Approval of Drug Contract Manufacturing ("Draft Contract Manufacturing Rules), which will significant impact the pharmaceutical industry. The CFDA is soliciting public comments on both Rules through early December, 2013.
    ChinaFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    China FDA Releases Guidance On Acceptance Of Foreign Medical Device Study Data

    On January 10, 2018, the China Food and Drug Administration announced the implementation of the Technical Guidelines Governing Acceptance of Medical Device Clinical Data from Foreign Studies.
    ChinaFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Chinese FDA Released Guidelines For Rx-OTC Switch

    The State Food and Drug Administration recently announced a set of technical guidelines for switching prescription drugs to over-the-counter drugs.
    ChinaFood, Drugs, Healthcare, Life Sciences
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    EU Short Selling – Sovereign Debt

    The Council of the European Union has, on 1 December 2014, published a provisional version of a press release announcing its decision not to object to the adoption by the Commission of a regulation on the notification of significant net short positions in sovereign debt.
    European UnionFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    UK Take Private Opportunities For US Funds

    Many would have thought that potential UK public to private activity would have remained subdued given the regulatory framework implemented following Kraft/Cadbury and the macro headwinds of high
    GlobalFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Bank Of England And Financial Conduct Authority Publish Report On Machine Learning In The UK Financial Services Sector

    On 16 October 2019, the Bank of England ("BoE") and Financial Conduct Authority ("FCA") published a joint report on the use of machine learning ...
    United KingdomFinance and Banking
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    The UK To Ratify The Unified Patent Court Agreement

    The UK government announced on November 28, 2016 that it will proceed to ratify the Unified Patent Court Agreement.
    United KingdomIntellectual Property
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Video

    Enforcement Under A Jeff Sessions DOJ - Video

    Colleen Conry, Ropes & Gray government enforcement partner, provides insights on what to expect with enforcement activity under the Trump administration and a Jeff Sessions led Department of Justice.
    United StatesCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    SEC Grants No-Action Relief To Whole Foods To Exclude Proxy Access Shareholder Proposal

    On December 1, 2014, the staff of the Securities and Exchange Commission granted no-action relief to Whole Foods Market regarding its request to omit a shareholder proposal from its proxy materials pursuant to Rule 14a-8(i)(9) under the Securities Exchange Act of 1934
    United StatesCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    SEC Requests Public Comment on Issues Concerning Exchange-Traded Products

    On June 12, 2015, the SEC published a Request for Comment (the "Request") seeking public comment on topics related to the SEC's oversight of the listing and trading of exchange-traded products ("ETPs") on national securities exchanges.
    United StatesCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Upcoming Deadline For Form SHC - Holdings Of Foreign Securities

    Data as of December 31, 2016 must be submitted no later than March 3, 2017.
    United StatesCorporate/Commercial Law
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Article

    Final Section 162(m) Rules Clarify Limits On Companies' Ability To Deduct Executive Pay

    On December 18, 2020, just over one year after proposed regulations were released, the Internal Revenue Service (IRS) and the Department of the Treasury (Treasury)
    United StatesEmployment and HR
    Ropes & Gray LLP
    Ropes & Gray LLP
  • Showing 861–880 of 3579 results

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