Article
FCA Non-financial Misconduct Rules Now In Force
The Financial Conduct Authority's new non-financial misconduct rules have come into force, fundamentally changing how regulated firms must handle workplace issues like bullying, harassment and violence. These changes directly impact Conduct Rule compliance, fitness assessments, and regulatory references, while placing heightened expectations on senior leaders to proactively prevent and address misconduct. Firms must now urgently review their policies, investigation procedures, and management training to mee

Boodle Hatfield LLP
