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  • Article

    Prediction Markets: Proceed With Caution

    The regulators indicated that all trades are subject to applicable securities and derivatives legislation and specifically called out Multilateral Instrument 91-102 Prohibition of Binary Options, which prohibits a person from advertising, offering, selling or otherwise trading a binary option with a term of less than 30 days with or to an individual.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    UOIT Offering New NFP Management Certificate Program

    The University of Ontario Institute of Technology is introducing a five-module Not-for-Profit Management Certificate Program.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    When Are Police Record Checks For Volunteers Required?

    The Ministry of Citizenship and Immigration has posted several tools and resources for use by the NFP sector on its website.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Video

    Legalization Of Cannabis - What Employers Should Know (Video)

    Legalization of Cannabis.
    CanadaFood, Drugs, Healthcare, Life Sciences
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Important Reminder: AUM Training For Registrants Available

    Professionals at AUM Law can help registered firms meet their training obligations by providing in-person or virtual training for staff, tailored to the requirements that apply to your firm, on a fixed-fee basis.
    CanadaLaw Practice Management
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Draft Revised Guidance From Health Canada On Duties In The Event Of An Incident

    Health Canada is updating its Guidance on Mandatory Incident Reporting under the Canada Consumer Product Safety Act - Section 14 Duties in the Event of an Incident and is launching a consultation on the proposed changes.
    CanadaConsumer Protection
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    General Purpose Pre-Paid Cards Issued By Federally-Regulated Financial Institutions Are Subject To B.C. Business Practices And Consumer Protection Act

    Although perhaps not a surprising result in terms of constitutional law, in a proposed class action the B.C. Supreme Court has held that general purpose prepaid cards issued by federally-regulated financial institutions are subject to the provisions of the B.C. Business Practices and Consumer Protection Act.
    CanadaConsumer Protection
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    COVID-19: Breaking Developments And Essential Resources

    Stay up-to-date on how your business may be affected by COVID-19 with breaking developments across Canada, as well as resources for various sectors from all levels of government
    CanadaCoronavirus (COVID-19)
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    2014 Federal Budget: Proposed Changes Affecting Charities and Not-for-Profit Organizations

    On February 11, 2014, the Honourable James Flaherty, Minister of Finance, tabled Budget 2014. Amongst the new measures proposed was an important change with respect to charitable donations made by estates.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    ASC And FCAA Extend Self-Certified Prospectus Exemption

    The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have extended the prospectus exemption available...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    ASC Sanctions Respondent Who Failed To Appreciate Her Serious Misconduct

    The ASC concluded that Graf neither accepted responsibility for her proved misconduct, nor seemed truly to appreciate how serious it was.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    AUM – AML Training

    Securities dealers, including CIRO member dealers, are subject to Canada's anti-money laundering (AML) and anti-terrorist financing (ATF) regime.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    AUM – General Counsel Services

    Chief Compliance Officers of securities dealers are regularly confronted with new issues and problems.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    B.C. Securities Commission Adds Hefty Fine To U.S. Prison Sentence For Ponzi Schemer

    ​A Canadian woman who ran a cross-border Ponzi scheme has been fined $37m by the BC Securities Commission.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Bill 154, Cutting Unnecessary Red Tape Act, 2017 Received Royal Assent

    On November 14, 2017, Bill 154, Cutting Unnecessary Red Tape Act, 2017 received royal assent.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Buckle Up For Marketing Scrutiny

    As discussed earlier in this edition, the Ontario Securities Commission’s RIE Division has identified marketing practices as an examination priority in OSC Staff Notice 33-761 – 2026 Examination Priorities for the Registration, Inspections and Examinations Division.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canadian Securities Administrators releases its 2015 Enforcement Report

    The CSA's 2015 Report shows a rising trend in enforcement of securities laws. Regulators across Canada commenced 108 proceedings in 2015, and concluded 145 ongoing matters, compared to 105 and 105 respectively in 2014.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Court Interprets CFO's Class Action Settlement Narrowly

    The underlying class action initiated in 2011 concerned allegations of secondary market securities misrepresentations.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CRA Guideline On Donations Of Shares

    The CRA is a helpful source of materials on activities carried on by charities.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CRA Information About The Impact Of The Alberta Wildfires On Charities

    The Canada Revenue Agency has issued a helpful update that sets out some information for charities effected by the Alberta wildfires.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Showing 1–20 of 7841 results

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