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  • Article

    The SEC "Flexes" Its (De)Regulatory Agenda

    The SEC's latest regulatory agenda has officially been unveiled, and according to Chair Atkins the "regulatory agenda reflects that it is a new day" at the SEC.
    United StatesCorporate/Commercial Law
    K&L Gates
    K&L Gates
  • Article

    United States: Private Equity Sunshine Act (SB 1319)

    California legislators are advancing the proposed Private Equity Sunshine Act (SB 1319) amending the California Public Records Act to require expanded disclosure by California public investment funds, including...
    United StatesCorporate/Commercial Law
    K&L Gates
    K&L Gates
  • Article

    Compensating Victims Of Deep Fake Fraud: Global Responses

    Our firm has a pro bono client who lost thousands of dollars trusting someone she met online. Over two years, the fraudster convinced her to move her funds to a US “bank” that would help her pay for her daughter’s expensive hospital stays.
    United StatesCriminal Law
    K&L Gates
    K&L Gates
  • Article

    2026 Mid-Year Prediction Market Report: Uncertainty Prevails Amidst Extraordinary Federal Action

    The US Commodity Futures Trading Commission has launched an aggressive campaign to assert exclusive jurisdiction over prediction markets, where event contracts are traded.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Away With Pay To Play?

    The SEC has proposed rescinding its 2010 pay-to-play rule that restricted political contributions by investment advisers and their employees to government officials. After nearly sixteen years of enforcement, the Commission now characterizes the rule as having "significant unintended consequences" with draconian penalties for minor violations, proposing instead to rely on existing antifraud provisions to address pay-to-play practices.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Congress Unveils Highly Anticipated Cryptocurrency Market Structure Legislation

    On 29 May 2025 the House Financial Services Committee (HFSC) and the House Agriculture Committee (Ag)...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    In First Major Speech As Acting CFTC Chairman, Pham Describes Policy Priorities

    In a fireside chat at the ABA Futures & Derivatives Law Committee Winter Meeting on January 30th, Acting Chairman Caroline Pham shared her industry-friendly agenda...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    SEC's Division Of Corporation Finance Clarifies That Participation In Certain Proof-Of-Stake Activities Does Not Require SEC Registration

    On 29 May 2025, the SEC's Division of Corporation Finance (the Division) issued a guidance statement (Statement) related to certain protocol staking activities.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    US$12.2 Trillion Opportunity–Executive Order Paves The Way For Easier 401(k) Plan Access To Alternative Investments

    The order also directs the Securities and Exchange Commission (SEC) to ease access to alternative assets for such plans by revisiting applicable regulations and guidance, including that related to accredited investor and qualified purchaser status.
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Updates On SB 54: CalRecycle To Take A Second Stab At Implementing Regulations

    On 7 March 2025, Gov. Gavin Newsom sent the Department of Resources Recycling and Recovery (CalRecycle) back to the drawing board on proposed regulations to implement the state's Plastic Pollution Prevention and Packaging Producer Responsibility Act (SB 54).
    United StatesFood, Drugs, Healthcare, Life Sciences
    K&L Gates
    K&L Gates
  • Article

    Federal Circuit's First Foray Into AIA-Derivation Proceedings

    The Federal Circuit recently issued its first review of a derivation proceeding, a rarely used proceeding provided for by the America Invents Act (AIA).
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    NCS Multistage Inc. v. Nine Energy Service, Inc.: Private Sales Are Not Necessarily Public Disclosures Under The AIA

    The Federal Circuit's decision in NCS Multistage Inc. v. Nine Energy Service, Inc. establishes that a patentee's prior commercial sale does not automatically qualify as a public disclosure under the AIA safe harbor provision. The court clarified that the critical question is whether the inventor's actions made the subject matter of the invention available to the public, not merely whether a commercial transaction occurred.
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    Return To In-Person Patent Trial And Appeal Board Hearings

    Effective 1 September 2025, all hearings before the Patent Trial and Appeal Board (PTAB) will be conducted in person. Parties involved must attend these hearings physically and in person unless...
    United StatesIntellectual Property
    K&L Gates
    K&L Gates
  • Article

    Federal Court Vacates SEC's Expanded Dealer Definition

    On 21 November 2024, the US District Court for the Northern District of Texas (Court) ruled against the US Securities and Exchange Commission (SEC) in two separate cases, vacating its rule which expanded...
    United StatesLitigation, Mediation & Arbitration
    K&L Gates
    K&L Gates
  • Article

    President Trump And Secretary Kennedy Acetaminophen Warning Raises Risk Of Litigation

    President Donald Trump and Robert F. Kennedy, Jr., secretary of health and human services, announced on 22 September 2025, that the Federal Drug Administration will begin warning women...
    United StatesLitigation, Mediation & Arbitration
    K&L Gates
    K&L Gates
  • Article

    Wiretaps In The Web Code? The Asset Management Pixel Litigation Explained

    Earlier this month, two investors filed a putative class action challenging the deployment of third-party tracking tools...
    United StatesLitigation, Mediation & Arbitration
    K&L Gates
    K&L Gates
  • Article

    No Harm, No Foul–CIPA Claims Dismissed For Lack Of Standing

    The deluge of lawsuits and demand letters under the California Invasion of Privacy Act (CIPA) has prompted courts to scrutinize CIPA claims more rigorously, including the threshold...
    United StatesPrivacy
    K&L Gates
    K&L Gates
  • Article

    Understanding Massachusetts Low-Income Housing Tax Credits

    Massachusetts offers a key incentive for developers through its Low-Income Housing Tax Credit (State LIHTC), designed to encourage the creation and preservation of affordable housing.
    United StatesReal Estate and Construction
    K&L Gates
    K&L Gates
  • Article

    "Breaches Will Occur. Preparedness Helps You Contain Them": Five Eyes Releases Statement On AI And Cyber Risk

    The Five Eyes intelligence alliance has issued an urgent warning that AI is fundamentally transforming the cyber threat landscape, with increasingly capable models enabling both rapid vulnerability detection and exploitation by malicious actors. Business leaders are being called upon to treat cyber resilience as a core strategic priority, with recommendations spanning attack surface reduction, accelerated patching, legacy system remediation, strengthened access controls, and incident preparedness. With the
    United StatesTechnology
    K&L Gates
    K&L Gates
  • Article

    Recent Developments In Sanctions And USTR Section 301 Fees Affecting The Shipping Industry (Video)

    This webinar explored the latest updates and developments surrounding sanctions and changes in the US Trade Representative (USTR) Section 301 fees...oren
    United StatesTransport
    K&L Gates
    K&L Gates

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