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To help reduce delays in the payment of invoices, the French government has modified Article L. 441-9 of the French commercial code, ...

The OCIE announced it is examining registrants' compliance with key whistleblower provisions arising out of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act).

On March 22, federal banking regulators, including the board of governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC)

On March 19, 2020, Governor Andrew Cuomo issued an executive order permitting documents to be notarized utilizing audio-video technology through April 18, 2020.

The government has published its response following its consultation on an oversight regime for assurance of sustainability reporting.

Currently under the CA 2006, all companies (other than those which meet the small company exemption) are required to produce a strategic report as part of their annual report and accounts, as are in-scope LLPs...

Legal commentary on the news and events that matter most to alternative asset managers and funds.

The SEC's Office of Compliance Inspections and Examinations published a risk alert outlining the most common compliance issues relating to advisory fees and expenses its staff encountered during their examinations.

The SEC's Office of Compliance Inspections and Examinations (OCIE) released its examination priorities for 2019 in order to promote the transparency of its investigation program.

The Takeover Panel has published a consultation paper (PCP 2026/1) on a range of miscellaneous amendments to the Takeover Code. The Panel says that the proposals are intended to clarify...

Responsible investing (RI) has become a hot topic in private funds over the past few years.

On Dec. 18, 2019, the Securities and Exchange Commission (SEC or Commission) proposed amendments to broaden the definition of "Accredited Investor" under Regulation D to cover a broader group

Further, in 2017, Collectors Café and its CEO entered into a settlement agreement with other investors that had previously filed a lawsuit against them alleging, among others, securities fraud.

On Feb. 19, 2020, the SEC announced charges against Diageo plc, an alcoholic beverages company, arising out of its failure to make required disclosures of known trends with respect

On Dec. 19, 2019, the Division of Corporation Finance of the SEC updated its guidance with respect to the SEC's procedures for confidential treatment applications (CTAs).

On March 20, 2019, an agreement between Wells Fargo Securities LLC (Wells Fargo) and the Securities and Exchange Commission (SEC) to settle litigation involving failed video game company 38 Studios, LLC.

On June 1, 2017, the Second Circuit empowered employees with smartphones by affirming the National Labor Relations Board's (NLRB's) recent decision that no-recording policies violate...

On September 24, 2025, the U.S. Department of Homeland Security (DHS) and U.S. Citizenship and Immigration Services (USCIS) published a proposed rule...