In a significant development, FINRA has imposed an $850,000 fine on a financial services firm for violations related to its use of social media influencers.

In a notable development for the cryptocurrency industry, the Senate Banking Committee has canceled its vote on the renomination of SEC Commissioner Caroline Crenshaw. Originally scheduled for Wednesday...

On April 2, 2025, Senator Elizabeth Warren sent a letter to the U.S. Securities and Exchange Commission's Office of Inspector General (OIG) requesting an investigation into whether...

The SEC's complaint outlines how Destiny Robotics, under the direction of Kavtaradze, raised approximately $141,000 from investors between February 2022 and March 2023.

On June 25, 2025, the Securities and Exchange Commission's Office of the Investor Advocate submitted its annual Report to Congress, outlining the Office's key policy objectives and areas of focus...

The Investor Choice Advocates Network (ICAN) has filed a writ of mandamus seeking to compel the SEC to review its definition of "accredited investor," sparking renewed debate over a long-standing rule...

On September 18, 2024, the SEC unanimously adopted new rules modifying key aspects of the National Market System (NMS).

On September 10, 2024, the SEC charged Keurig Dr Pepper Inc. (Keurig) with making misleading statements regarding the recyclability of its widely used K-Cup coffee pods.

The SEC alleges that Groom had access to material nonpublic information about Spero's internal decision-making process.

Special committees have long been a cornerstone of corporate governance, particularly in situations involving conflicts of interest, significant transactions, or internal investigations.

The PPP, established under the CARES Act in March 2020, was designed to provide emergency financial relief to businesses affected by the COVID-19 pandemic.

In a significant development for the crypto industry, a Delaware bankruptcy court has approved a plan for FTX to return more than $14 billion worth of assets to its creditors.

On April 8, 2025, U.S. financial markets experienced a whiplash moment after an unverified social media report falsely claimed the Trump administration was preparing a 90-day suspension of tariffs.

A buyer agrees to pay $25 million for a business. The seller negotiates an additional $10 million earnout tied to future performance. Everyone leaves the closing table feeling good about the economics.

In a bold statement on October 29, Coinbase CEO Brian Armstrong voiced his frustrations with the Securities and Exchange Commission's (SEC) handling of crypto regulation, stating...

As the SEC retreats from its aggressive crypto enforcement posture under former Chair Gary Gensler, observers have speculated that courts will now become the primary venue for resolving disputes...

The ongoing dispute between Foris DAX Inc. ("Crypto.com") and the Securities and Exchange Commission (SEC) represents a pivotal moment in the regulatory landscape for digital assets.

The SEC's relentless pursuit of record-keeping violations has reached new heights, as asset managers and rating agencies find themselves in the crosshairs of the regulator's expanding probe into the

In a move that has stirred unease across the legal community, the U.S. Department of Justice (DOJ) announced last week that its attorneys are prohibited from attending or participating in events...

A seismic shift is underway in the SEC's approach to crypto enforcement. The agency recently hit pause on two of its most high-profile cases, requesting a 28-day delay in its litigation...