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  • Article

    Privacy, Data And Cybersecurity Quick Clicks | Issue 21

    Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe.
    GlobalTechnology
    Katten
    Katten
  • Article

    BIS Takes Enforcement Action Against Russian Airlines — But Not Lessors Or Financers — For Flights To Or Within Russia

    In an April 7 press release, the US Department of Commerce's Bureau of Industry and Security (BIS) announced orders suspending the export privileges of three Russian airlines — Aeroflot, Azur Air, and UTair — for flying aircraft with US content to or within Russia.
    GlobalTransport
    Katten
    Katten
  • Article

    Is There A Storm Brewing? Unfair Dismissal – A Day One Right In The UK

    The Employment Rights Bill, expected in 2025, introduces day-one unfair dismissal protection with a statutory probationary period (Initial Period of Employment), intensifying hiring challenges and tribunal risks.
    United KingdomEmployment and HR
    Katten
    Katten
  • Article

    No Such Thing As A Free Lunch…?

    A large US Bank with operations in the UK (Bank) recently won a widely discussed case in the UK's Employment Tribunal after a senior analyst (Employee) sued the Bank...
    United KingdomEmployment and HR
    Katten
    Katten
  • Article

    Working Mothers: Workplace Travel Requirements Do Not Automatically Amount To Indirect Discrimination

    Ms Perkins (the Claimant) was employed as head of Enforcement Local Taxation in the Helmshore office of MH Ltd's enforcement company (the Company). The Company restructured its enforcement services so that work.
    United KingdomEmployment and HR
    Katten
    Katten
  • Article

    FCA Finalises Cryptoasset Perimeter Guidance Ahead Of The New UK Regime

    The Financial Conduct Authority has released comprehensive perimeter guidance for the UK's new regulated cryptoasset activities regime, clarifying when firms will need authorization and how the regulatory framework applies to qualifying cryptoassets and stablecoins. The guidance addresses critical questions about scope, territorial application, and the narrower "by way of business" test that determines which entities fall under the new regulatory requirements.
    United KingdomFinance and Banking
    Katten
    Katten
  • Article

    FCA Policy Statement On Fund Tokenisation: What You Need To Know

    On 30 April 2026, the Financial Conduct Authority (“FCA”) published a policy statement (“PS26/7”), setting out rules and guidance to support the adoption of fund tokenisation in the UK.
    United KingdomFinance and Banking
    Katten
    Katten
  • Article

    FCA Publishes Final Rules On The UK’s New Short Selling Regime

    On 16 April 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/5, setting out its final rules and guidance for the UK’s reformed short selling regime.
    United KingdomFinance and Banking
    Katten
    Katten
  • Article

    FCA Publishes Landmark Policy Statements Finalising The UK’s Cryptoasset Regulatory Regime

    The Financial Conduct Authority has published comprehensive final rules establishing an end-to-end regulatory framework for cryptoasset firms in the UK, marking one of the largest extensions of the FCA's regulatory reach in recent memory. With authorisation requirements taking effect in October 2027 and a critical application window opening in September 2026, firms operating in the cryptoasset space face significant compliance obligations including financial resilience requirements, market integrity provisi
    United KingdomFinance and Banking
    Katten
    Katten
  • Article

    The Post-Brexit Future Of The UK's Securitisation Regime Takes Shape

    As part of the UK's post-Brexit regulatory reforms, the UK government is working to repeal and replace retained EU financial services law with new domestic rules ..
    United KingdomFinance and Banking
    Katten
    Katten
  • Article

    UK Financial Insights From Katten | Issue 23

    UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe.
    United KingdomTechnology
    Katten
    Katten
  • Article

    FTC Seeks Public Comment On Collaboration With States Regarding Consumer Protection

    The Federal Trade Commission (FTC) announced on June 7 that it is seeking public comments and suggestions on ways it can work more effectively with state attorneys general nationwide to help...
    United StatesConsumer Protection
    Katten
    Katten
  • Article

    Fifth Circuit Declines To Reconsider Opinion That In-House SEC Enforcement Actions Are Unconstitutional

    Earlier this year in Jarkesy v. SEC, a split panel of the Fifth Circuit Court of Appeals ruled that the Constitution prohibits in-house Securities and Exchange Commission...
    United StatesCorporate/Commercial Law
    Katten
    Katten
  • Article

    Pinstripes Bowls Onto National Experiential Dining Scene With NYSE Debut

    In June of 2023, Northbrook, Illinois-based Pinstripes Inc., which at the time had 13 locations in eight states and Washington, DC, announced plans to go public with a large-scale expansion of its experiential dining and entertainment brand combining bistro, bowling, bocce and private event space.
    United StatesCorporate/Commercial Law
    Katten
    Katten
  • Article

    Think Compliance Got Easier? Think Again—DOJ's New Era In White-Collar Enforcement (Part 2)

    As discussed in our May 15th post, Matthew R. Galeotti, the Head of the Department of Justice's ("Department") Criminal Division...
    United StatesCriminal Law
    Katten
    Katten
  • Article

    U.S. Attorney General Issues Memorandum Redirecting FCPA Enforcement Away From U.S. Businesses

    In a memorandum dated Feb. 5, 2025, U.S. Attorney General Pamela Bondi has instituted a novel approach to enforcing the Foreign Sovereign Immunities Act (FCPA).
    United StatesCriminal Law
    Katten
    Katten
  • Article

    New York Employers May Not Recover Overpayments or Advances by Deductions from Paychecks

    In a January 2010 New York Department of Labor (DOL) opinion letter, the DOL clarified the prohibitions under the New York Labor Law that do not permit an employer to make deductions from paychecks to recover overpayments or advances.
    United StatesEmployment and HR
    Katten
    Katten
  • Article

    SEC Targets Crypto Infrastructure Provider: Consensys Charged With Operating Unregistered Broker And Selling Unregistered Securities

    In a significant escalation of its crypto enforcement efforts, the Securities and Exchange Commission (SEC) has filed charges against Consensys Software Inc., the developer of the popular MetaMask crypto...
    United StatesEmployment and HR
    Katten
    Katten
  • Article

    Treasury Department And SEC Move Forward On Executive Compensation Reform

    On June 10, the United States Treasury Department (Treasury) and the Securities and Exchange Commission (SEC) announced new rules for companies receiving funds under Treasury's Troubled Asset Relief Program (TARP) and initiatives to reform executive compensation, which reach beyond the financial sector.
    United StatesEmployment and HR
    Katten
    Katten
  • Article

    California's Trash Talk

    Under the Responsible Textile Recovery Act of 2024, which aims to make textile and apparel producers responsible for the cost of consumer textile and apparel waste, all producers of covered products...
    United StatesEnvironment
    Katten
    Katten

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