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  • Podcast

    Mortgage Rule Review: First Steps To Simplify Rules And Increase Flexibility (Podcast)

    Discover the latest developments in UK mortgage regulation with our insightful podcast, where experts from our London Financial Services Regulatory...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    New Client Money Rules For ISAs

    The Financial Conduct Authority published its Policy Statement and final rules on amendments to the client money rules for Individual Savings Accounts.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
Article

Order Published Which Paves The Way For Rules On Regulation Of Senior Management

On 9 July 2014, an Order was made and published which will bring into effect certain provisions of the Financial Services (Banking Reform) Act 2013.
United KingdomFinance and Banking
A&O Shearman
A&O Shearman
  • Article

    PRA Statement On Financial Stability Information Power

    The Statement covers when the PRA will provide prior notice and when it will not, the right to make representations and requirements on form and authentication.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Prudential Regulation Authority Consults On Contractual Stays In Financial Contracts Governed By Third-Country Law

    On May 26, 2015, the PRA published a consultation paper on contractual stays in financial contracts governed by non-EEA law.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Prudential Regulation Authority Publishes Final Rules On Contractual Stays In Financial Contracts Governed By Third-Country Law

    On November 13, 2015, the PRA published its Policy Statement, including final rules, and Supervisory Statement on contractual stays in certain financial contracts governed by third-country law.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Prudential Regulation Authority Publishes Revised Rules For Depositor And Dormant Account Protection

    The Policy Statement includes the amended rules for the Depositor Protection and Dormant Account Scheme rules in the PRA Rulebook.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Review Of Authorization Requirements For New UK Banks

    On 7 July 2014, the PRA and the FCA published a joint report update on the review of requirements for firms entering the UK banking sector.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Review On Failure Of HBOS Plc Published By UK Regulators

    On November 19, 2015, the final Review on the failure of HBOS plc was published by the Prudential Regulation Authority and the FCA.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Secondary Legislation Enacted To Extend UK Special Resolution Regime

    Secondary legislation was made and published which extends the Special Resolution Regime under the Banking Act 2009 to recognized central counterparties.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Six Individuals Found Not Guilty In The UK On Charges Of Manipulating LIBOR

    The UK Serious Fraud Office brought the charges. In particular, the SFO alleged that the individuals had conspired with another person to defraud.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK's Serious Fraud Office Closes Foreign Exchange Investigation

    On March 15, 2016, the Serious Fraud Office announced that it had closed its investigation relating to allegations of fraudulent conduct in the foreign exchange market.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Banking Standards Board Publishes Principles For Strengthening Professionalism

    On March 12, 2018, the Banking Standards Board published the "BSB Statement of Principles for Strengthening Professionalism – The role of the firm," which is a guiding statement of principles ...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Completes Bank Structural Reform Legislation

    On March 5, 2015, the UK Government announced that the legislation to implement the bank ring-fencing regime has been enacted.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Conduct Authority Consultation On Seven New Benchmarks

    On December 22, 2014, the Financial Conduct Authority ("FCA") issued a consultation paper on the seven additional UK-based financial benchmarks that it anticipates to regulate from April 2015.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Financial Conduct Authority Report On Asset Management Firms And Risk Of Market Abuse

    On February 18, 2015, the FCA published a report on asset management firms and the risk of market abuse.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government And Regulator Issue Joint Consultation On Transparency Amending Directive

    The Transparency Amending Directive must be implemented by EU Member States before November 26, 2015.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government And Regulator Publish Joint Consultations On Financial Advice For Consumers

    On October 12, 2015, the FCA and HM Treasury jointly published a call for input seeking views on how to radically improve access to financial advice for consumers.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Announces Its Intention To Issue Islamic Bonds

    On 12 June 2014, HM Treasury announced that the UK intends to issue sovereign Sukuk, the Islamic equivalent of a bond.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    UK Government Consults On Transposing MiFID II

    The consultation closes on June 1, 2015. It is expected that the proposed legislation will be made in 2016.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 921–940 of 7457 results

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