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  • Article

    European Supervisory Authorities Report On Risks And Vulnerabilities In The EU Financial System

    On April 7, 2016, the European Banking Authority, European Securities and Markets Authority and European Insurance and Occupational Pensions Authority (known as the Joint Committee of the European Supervisory Authorities) published a report identifying three main areas of risk and vulnerability affecting the stability of the EU financial system.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Supervisory Authority Withdraws Guidelines For Algorithmic Trading Controls

    On October 3, 2018, ESMA published a decision (dated September 26, 2018) of its Board of Supervisors to withdraw its existing Guidelines for trading platforms ...
    European UnionFinance and Banking
A&O Shearman
A&O Shearman
  • Article

    Extension Of Transitional Provisions For Exposures To CCPs Formally Announced

    Lower capital requirements will be imposed for exposures to a QCCP than for exposures to a non-QCCP CCP.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final Draft Implementing Technical Standards On Supervisory Reporting For Liquidity Coverage Ratio

    The new instructions will only apply to banks – investment firms will continue to use current instructions and templates, at least for now.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final EU Guidelines For The Assessment Of Knowledge And Competence Under Mifid II

    The European Securities and Markets Authority published a final report and final guidelines on the assessment of knowledge and competence of individuals providing investment advice...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final EU Guidelines On Transaction Reporting, Order Record Keeping And Clock Synchronization Published

    On October 10, 2016, ESMA published a Final Report providing its responses to the feedback on the proposed Guidelines on transaction reporting, order record keeping and clock synchronization under the MiFID II package.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final EU Standards On Disclosure Requirements For Encumbered And Unencumbered Assets

    On December 13, 2017, a Commission Delegated Regulation setting out Regulatory Technical Standards for the disclosure of encumbered and unencumbered assets was published in the Official Journal of the European Union.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final Regulatory Technical Standards On Margin For Uncleared Derivatives

    On March 8, 2016, the European Supervisory Authorities published final draft regulatory technical standards on risk-mitigation techniques, including details on specific operational procedures...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Further Secondary Legislation Under CRD IV Published

    Secondary legislation under the Capital Requirements Regulation and the Capital Requirements Directive was published in the Official Journal of the EU.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Implementing Regulations Under Venture Capital Funds Regulation And Social Entrepreneurship Funds Regulation Published

    Implementing Regulations under the Venture Capital Funds Regulation and Social Entrepreneurship Funds Regulation were published.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Latest EU Report On High Earners Published

    On February 2, 2017, the EBA published a Report on high earners using data accumulated as at the end of 2015. The CRD, as amended, imposes compensation requirements on banks for staff...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Luxembourg Referred To European Court Of Justice For Failure To Implement EU Legislation On Reducing Reliance On Credit Ratings

    On November 19, 2015, the European Commission announced that it had referred Luxembourg to the Court of Justice of the EU for failing to transpose the EU Directive on reducing over-reliance on credit ratings into national legislation.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    MAR: Updated ESMA Q&A Includes New Answers On Managers' Transactions And Trading During Closed Periods And On EAMPs

    On 21 November 2017, the European Securities and Markets Authority (ESMA) published a revised version of its Q&A on the implementation of the Market Abuse Regulation (MAR).
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    MiFID II And MiFIR Adopted By The European Parliament

    On 15 April 2014, the European Parliament adopted legislation that will replace the current Markets in Financial Instruments Directive.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Payment Systems Regulator Established

    On 1 April 2014, the new Payment Systems Regulator ("PSR") was established, although it will only become operational in April 2015.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Proposed Draft Technical Standards Under Financial Conglomerates Directive

    On 24 July 2014, the European Supervisory Authorities published proposed draft regulatory technical standards under the Financial Conglomerates Directive.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Report On Obstacles To Free Movement Of Capital Between EU Banks

    The report concludes that there are currently no relevant legal obstacles and therefore no need for the Commission to make any legislative proposals on the issue.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Review And 2017 Recommendations On Dividends And Variable Remuneration

    On December 15, 2016, the European Central Bank published the outcome of its second Supervisory Review and Evaluation Process in 2016 and updated Recommendations on dividend distribution and remuneration policies for 2017.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Secondary EU Legislation Published On Criteria For Identifying A Liquid Market For Package Orders

    On November 28, 2017, a Commission Delegated Regulation was published in the Official Journal of the European Union, on the criteria for identifying a liquid market for package orders under the Markets in Financial Instrument Regulation .
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Secondary Legislation On Excluded Activities And Prohibitions On Ring-Fenced Banks

    On August 5, 2014, the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 was published.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 741–760 of 7437 results

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