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The recommendations constitute the ESA's response to the European Commission's consultation on securitization published in February 2015 as part of the Capital Markets Union initiative.

The European Commission must assess the RTS and consider whether or not to adopt them.

On 24 June 2014, the Basel Committee for Banking Standards launched a consultation on proposed revisions to the Basel III Pillar 3 disclosure requirements.

On April 7, 2015, the International Organization of Securities Commissions launched two consultations on business continuity plans for trading venues and for market intermediaries...

On December 10, 2015, the FCA issued Threadneedle Asset Management Limited with a £6,038,504 fine for not having adequate controls in place for its fixed income desk, providing inaccurate information...

On November 9, 2016, the New York Fed released a statement of its policies towards managing its open market operations counterparty relationships with private entities...

The US Securities and Exchange Commission published analyses of data on the reporting and dissemination of security-based swap transaction information.

The Federal Reserve Board, FDIC, and the OCC adopted a final rule to adjust the definition of the denominator of the supplementary leverage ratio.

Certain commodity trading advisors who qualify for an exemption from registration as a commodity trading advisor under CFTC regulation 4.14(a)(9) are not subject to this requirement.

On October 23, 2016, CFPB Director Richard Cordray delivered a speech at Money 20/20, focused on how financial innovation can better serve consumers.

On 10 March 2017, the China Securities Regulatory Commission (the "CSRC") issued its administrative sanction decision in relation to the case of Hanbo Tang's cross-border manipulation...

The European Commission (EC) is increasingly invoking conglomerate theories of harm in its merger reviews.

As of mid-2018, the Damages Directive (Directive) has been incorporated across all European Union (EU) Member States.

The European Union (EU) antitrust law concepts of ‘undertaking' and ‘single economic entity' allow fines to be imposed on parent entities of subsidiaries involved in cartel conduct

Private damages actions before the national courts of EU member states and public enforcement of the EU competition law rules by competition authorities are seen as complementary tools...

On November 9, 2018, ESMA announced that it proposes to renew the prohibition on the marketing, distribution or sale of binary options to retail clients for a further three months from January 2, 2019

The European Parliament adopted a Regulation on securities settlement and central securities depositories.