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  • Article

    US Federal Reserve Bank Of New York Executive Vice President Discusses The Role Of Bank Supervisors In The Culture Reform Dialogue

    On December 7, 2017, US Federal Reserve Bank of New York Executive Vice President Kevin Stiroh spoke at a culture roundtable session regarding misconduct, risk, culture, and supervision.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Board Announces Retirement Of General Counsel Scott G. Alvarez

    On February 8, 2017, the US Federal Reserve Board announced that Scott G. Alvarez, general counsel, will retire later in 2017, after nearly 36 years of service to the Federal Reserve Board.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Board Chair Janet Yellen Testifies Before House Committee On Financial Services

    On September 28, 2016, Janet Yellen, Chair of the Federal Reserve, testified before the Committee on Financial Services of the US House of Representatives.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Board Releases Global Indicator Amounts For G-SIB Surcharge Calculation

    On December 28, 2016, the US Federal Reserve published the aggregate global indicator amounts for the purposes of calculating the "Method 1" G-SIB Surcharge for 2016.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Vice Chairman For Supervision Discusses The Promotion Of Global Financial Stability

    On June 27, 2018, U.S. Board of Governors of the Federal Reserve System Vice Chairman for Supervision, Randal Quarles, discussed the importance of the promotion of global financial stability ...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Office Of The Comptroller Of The Currency Announces Technical Amendments To Stress Testing Regulation

    On February 23, 2018, the U.S. Office of the Comptroller of the Currency issued a final rule that makes certain technical amendments to its annual stress testing regulation.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Office Of The Comptroller Of The Currency Appoints New Senior Deputy Comptroller For Large Bank Supervision

    On November 1, 2016, the OCC appointed Morris Morgan as the OCC's Senior Deputy Comptroller for Large Bank Supervision. In this role, beginning on December 24, 2016, Mr. Morgan will direct the supervisors...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Office Of The Comptroller Of The Currency Issues Revised Comptroller's Licensing Manual Booklet

    On February 16, 2017, the OCC issued a revised version of the "Changes in Directors and Senior Executive Officers" booklet of the Comptroller's Licensing Manual.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Office Of The Comptroller Of The Currency Names Charles M. Steele Deputy Chief Counsel

    On October 25, 2016, the OCC announced the appointment of Charles M. Steele as the agency's Deputy Chief Counsel. Mr. Steele will supervise the Administrative and Internal Law, Community...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Regulators Extend Resolution Plan Filing Deadline For 14 US Financial Institutions

    On July 2, 2018, the U.S. Federal Reserve Board and FDIC announced that they were extending the filing deadline for the resolution plans of 14 U.S. financial institutions to December 31, 2019.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Senate Passes Financial Regulatory Reform Bill

    On March 14, 2018, the U.S. Senate passed a significant financial services reform bill 67-31 on a bipartisan basis that would eliminate certain requirements of the Dodd-Frank Act ...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Trump Administration Developments

    Shearman & Sterling is providing practical insights on the implications of actions taken by the Trump Administration on an ongoing basis.
    United StatesGovernment, Public Sector
    A&O Shearman
    A&O Shearman
  • Article

    Sanctions Round Up: Second Quarter 2021

    This quarter, the Biden Administration maintained its tough stance on China, revamping Trump-Era restrictions and expanding sanctions to include the PRC's surveillance technology sector.
    United StatesInternational Law
    A&O Shearman
    A&O Shearman
  • Article

    Hammes Authors IFLR Article On Retaining Talented Women

    Contributing to IFLR's Women in Business Law Group's Best Practice Series on inclusiveness, partner Patricia Hammes (New York-Project Development & Finance) wrote an article on retaining talented women.
    United StatesLaw Practice Management
    A&O Shearman
    A&O Shearman
  • Article

    Ninth Circuit Amends Opinion Partially Reviving Putative Class Action Against Manufacturer Of Pop Culture Collectibles And Denies Rehearing Petitions

    The Ninth Circuit has amended its opinion in a securities fraud class action against a pop culture collectibles manufacturer, clarifying that the company's risk disclosures improperly framed already-realized harms as hypothetical future risks. The court denied petitions for panel rehearing and rehearing en banc, maintaining its partial reversal of the district court's dismissal of claims under Sections 10(b) and 20(a) of the Securities Exchange Act.
    United StatesLitigation, Mediation & Arbitration
    A&O Shearman
    A&O Shearman
  • Article

    UK Litigation Review 2020

    This is the first edition of UK Litigation Review—an annual publication focused on outcomes, trends and developments in civil litigation over the past year of relevance to both practitioners and clients
    United StatesLitigation, Mediation & Arbitration
    A&O Shearman
    A&O Shearman
  • Article

    Altman And Serrato Contribute To Mergermarket Report On Data Privacy Issues In M&A

    Partner Jordan Altman and counsel Jeewon Kim Serrato contributed to a Mergermarket report on data privacy considerations in M&A transactions.
    United StatesPrivacy
    A&O Shearman
    A&O Shearman
  • Article

    Treasury Issues Proposed Regulations Limiting Valuation Discounts On Transfers Of Family-Controlled Entities

    The Treasury Department issued proposed regulations regarding valuation discounts of interests in corporations and partnerships for estate, gift and generation-skipping transfer tax purposes.
    United StatesTax
    A&O Shearman
    A&O Shearman
  • Article

    Cybersecurity – Preparing For The Changing Landscape

    The changes to the cybersecurity and data protection landscape have been significant. The growing number and sophistication of cyberattacks
    United StatesTechnology
    A&O Shearman
    A&O Shearman
  • Article

    SEC's Proposed Amendments To Definition Of ‘Exchange': A Potential Game-Changing Impact On Crypto Companies

    Partners Donna Parisi and Jennifer Morton co-authored an article for Reuters.
    United StatesTechnology
    A&O Shearman
    A&O Shearman

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