7,462 results found

On March 30, 2015, a revised Global Preamble: Codes of Best Practice and Shared Global Principles was published by eight FX committees which sit in the major financial centres.

The report is the culmination of a year-long study, including nearly 80 interviews in 16 countries with central bankers, boards of directors and senior management.

The heads of the Treasuries and financial regulatory bodies from both the United States and the United Kingdom met to discuss resolution strategies.

Pursuant to the MOU, derivatives clearing organizations established in the United States may apply to ESMA for recognition as central counterparties, known as "Recognized CCPs."

On November 16, 2016, the CFTC released the results of supervisory stress tests of five major clearinghouses in the US and UK.

Headlines from the final months of 2017 included the signing of a new executive order with global anti-corruption implications;

Finally, OFAC rounded out the year with a notable increase in enforcement resolutions.

This quarter, companies around the globe prepared to exit Iran-related business in the wake of U.S. sanctions snap-back.

The Italian legislative decree No. 176 of 12 August 2016 has amended The Italian Securities Act introducing a new regulation relating to the central depositary system for financial instruments...

As a result of the experience deriving from the implementation of EU Directive 2014/65 (MiFID II), the MTFs' Rules (including AIM Italia Rules) are amended with respect to provisions...

On December 10, OFAC designated three officials of the DPRK for their alleged involvement in perpetrating serious human rights abuses against North Korean citizens.

Knowing which corporate vehicle to use is a key concern in any commercial enterprise.

The Chancellor’s Autumn statement was given on 3 December 2014.

On June 12, 2015, the Financial Conduct Authority published its Policy Statement and final rules on the restrictions on the retail distribution of contingent convertible securities, known as CoCos, and mutual society shares.

On March 15, 2016, Damien Clarke pleaded guilty to two counts of insider trading at Southwark Crown Court, having previously pleaded guilty to seven counts of insider trading on July 24, 2015.

On June 13, 2016, Mr. Damian Clarke, a former equities trader at Schroders Investment Management, was sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

On 28 June 2017, the Financial Reporting Council ("FRC") published a schedule of its functions and powers, which replaces the schedule in its 2014 publication.

On 7 July 2016, the GC100 published guidance in relation to maintaining insider lists under MAR.