ArticleAML guidelines for Hong Kong's securities sectorHong Kong has adopted anti-money laundering and counter-terrorist financing measures for financial institutions.Hong KongCorporate/Commercial LawDeacons
ArticleSFC licensing and compliance hintsThis article contains hints for responsible officers and directors when completing SFC forms on behalf of their firms. Hong KongFinance and BankingDeacons
ArticleChina-listed cross-border ETFs: an innovation for overseas investmentThe ETFs are new investment opportunities for the PRC domestic market and business opportunities for foreign parties.ChinaFinance and BankingDeacons
ArticleHK$6million fine for late reporting to SFCThe SFC has reprimanded Citigroup Global Markets Asia Limitedand fined it HK$6 million for failing to report misconduct.Hong KongCorporate/Commercial LawDeacons
ArticleRMB funds and related product trendsRMB funds are still developing, but the number of RMB products available for investment has increased significantly.ChinaFinance and BankingDeacons
ArticleParticipation in social insurance by foreigners working in China – interim measures to be effective 15 October 2011The Interim Measures adopt the principle that foreigners working in China participate in PRC social insurance scheme.Hong KongInsuranceDeacons
ArticleApproaching the finish line: Short position reportingThe SFC is seeking comment on its amended draft rules on short position reporting.Hong KongCorporate/Commercial LawDeacons
ArticleNew Rules of Evidence Established for Intellectual Property Cases in ChinaChinaIntellectual PropertyDeacons
ArticleBilta's Implications For Hong Kong's Corporate Insolvency RegimeOn 7 May 2025, the UK Supreme Court (UKSC) handed down a judgment providing useful guidance on the meaning of "fraudulent trading" within s.213 of the Insolvency Act 1986...Hong KongInsolvency/Bankruptcy/Re-StructuringDeacons
ArticleSocial media marketing of financial products - Know your obligationsIssues arising from the marketing of financial products using social media are not specifically addressed by the SFC.Hong KongFinance and BankingDeacons
ArticleCompanies (Amendment) Ordinance 2003*The Companies (Amendment) Ordinance 2003, which comes into operation on 13 February 2004, introduces significant changes to the Companies Ordinance. This article summarises some of the significant changes.Hong KongFinance and BankingDeacons
ArticleAn Introduction to Hong Kong ArbitrationHong Kong's new Arbitration Ordinance provides local and international users with a user-friendly arbitration regime.Hong KongLitigation, Mediation & ArbitrationDeacons
ArticleCloser Economic Partnership Arrangement Between The Mainland And Hong KongThe Closer Economic Partnership Arrangement ("CEPA") is a free trade agreement between the PRC and Hong Kong that offers Hong Kong companies, products and residents preferential access to the Mainland market. Many of the preferences go beyond China’s WTO concessions. CEPA is not a closed agreement and both sides hold regular meetings on further concessions and the details for implementation.Hong KongStrategyDeacons