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  • Article

    Regulatory Monitor: SEC Update

    On February 7, 2018, the Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2018 examination priorities.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    SEC Announces Changes To Its Responses To Rule 14a-8 No-Action Requests

    On Friday, the Securities and Exchange Commission released an Announcement Regarding Rule 14a-8 No-Action Requests with important updates to its process of administering Exchange Act
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
Article

SEC Cautions Issuers To Consider Cyber Threats When Devising And Maintaining Internal Accounting Controls

As the report illustrates, weaknesses in company policies and procedures and human vulnerabilities ultimately contributed to the success of these schemes.
United StatesCorporate/Commercial Law
WilmerHale
WilmerHale
  • Article

    SEC Doubles Down On Climate And ESG Issues

    Yesterday, the SEC announced the formation of a Climate and ESG Task Force in the Division of Enforcement.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    SEC Pauses Final Rules On Climate-Related Disclosures

    On April 4, 2024, the SEC issued a stay of its final climate-related disclosure rules. The SEC adopted the long-awaited final rules in March after receiving more than 24,000 comment letters...
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    SEC Proposal On Investment Company use of Derivatives - a Solution in Search of a Problem?

    After 30 years of piecemeal guidance, the Commission has issued proposed Investment Company Act Rule 18f-4, which represents a comprehensive approach to the regulation of derivatives as "senior securities."
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    SEC Reduces ICFR Burdens For Smaller Companies

    Last week, amidst the focus on the coronavirus, the Securities and Exchange Commission made progress on its short-term rulemaking agenda by amending...
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    The Gift Startups Should Definitely Not Give Their Employees

    As the founder of a startup, you'd love to reward your employees with hefty holiday bonuses, but your business is bootstrapped and cash is, undoubtedly, in somewhat short supply.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    Why Kokesh Really Matters

    In this article published by Law360, Matthew Martens, Jaclyn Moyer and James Lux discuss the inevitable implication of the Supreme Court's reasoning in Kokesh v. SEC.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    David W. Ogden: False Claims Act Should Be Reformed

    On July 30, 2014, David W. Ogden, former Deputy Attorney General of the United States and current partner with WilmerHale, urged Congress to amend the False Claims Act while testifying before the U.S. House Judiciary Committee’s Subcommittee on the Constitution and Civil Justice.
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    Global Anti-Bribery Year-In-Review: 2017 Developments And Predictions For 2018

    This past year marked the 40th anniversary of the FCPA. Since its enactment in 1977, the DOJ has brought approximately 300 FCPA enforcement actions, while the SEC has brought approximately 200 cases.
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    Latin America Anti-Bribery Year-in-Review: 2021 Developments And Predictions For 2022

    Foreign Corrupt Practices Act (FCPA) enforcement activity was aggressive in 2021, despite the global economic slowdown related to the Covid-19 pandemic.
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    United States: Handling Internal Investigations

    WilmerHale attorneys from the Investigations and Criminal Litigation and Securities Litigation and Enforcement Practices co-authored a chapter in the inaugural edition of Global Investigations Review’s "The Investigations Review of the Americas 2015." WilmerHale Partners Stephen A. Jonas, Daniel F. Schubert and Counsel David Zetlin-Jones collaborated on the chapter titled "United States: handling internal investigations."
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    US Supreme Court Agrees To Address Two Important False Claims Act Issues

    Yesterday, the Supreme Court granted certiorari in Kellogg Brown & Root v. United States ex rel. Carter, No. 12-1497, a case presenting two important issues under the False Claims Act (FCA).
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    Department Of Interior Gives Green Light To Wind Energy Leasing Offshore North Carolina

    Today, the Bureau of Ocean Energy Management (BOEM) published its final Environmental Assessment (EA) for wind energy development offshore North Carolina.
    United StatesEnergy and Natural Resources
    WilmerHale
    WilmerHale
  • Article

    Interior Announces Blueprint For Renewable Energy And Transmission Development On Public Lands In The California Desert

    On October 30, 2015, the SEC completed final regulations implementing the JOBS Act, which was passed in April, 2012.
    United StatesEnergy and Natural Resources
    WilmerHale
    WilmerHale
  • Article

    Service Proposes To Overhaul 50-Year-Old Regulations For Oil And Gas Development In Wildlife Refuges

    The U.S. Fish and Wildlife Service (Service) yesterday announced a proposed update to its regulations for oil and gas development in wildlife refuges.
    United StatesEnergy and Natural Resources
    WilmerHale
    WilmerHale
  • Article

    Council On Environmental Quality Releases Initial List Of Actions To Streamline NEPA Reviews

    Last week, the Council on Environmental Quality (CEQ) released an initial list of actions to implement Executive Order 13807...
    United StatesEnvironment
    WilmerHale
    WilmerHale
  • Article

    War Against Wildfires A New Priority For House Armed Services Committee?

    Special Counsel Rachel Jacobson and Senior Associate Matthew Ferraro published an opinion piece in The Hill that explains the not widely known role Congress' defense policymakers have in preventing and responding to Western wildfires.
    United StatesEnvironment
    WilmerHale
    WilmerHale
  • Article

    WilmerHale's Jacobson And Ferraro Analyze Defense Funding Law's Climate-Response Impact

    Rachel Jacobson and Matthew Ferraro authored their second annual analysis of how the US's massive yearly defense authorization legislation could impact...
    United StatesEnvironment
    WilmerHale
    WilmerHale
  • Showing 1001–1020 of 4433 results

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