Search

Search

Log in or registerMenuClose

Search

Rankings
Firms & Lawyers
In-House
- In-House Content
- GC Powerlist
Knowledge Centre
- About us

Comparative Guides
Events
Legal 500 TV

About us

Legal 500
FAQs
Marketing
Careers
Trust Centre
Contact us

Deutschland DE
Paris FR

Rankings
Firms & Lawyers
In-House
- In-House Content
- GC Powerlist
Knowledge Centre
- About us

Comparative Guides
Events
Legal 500 TV

About us

Legal 500
FAQs
Marketing
Careers
Trust Centre
Contact us

Deutschland DE
Paris FR

© 2026 Legalease Ltd. All rights reserved

Registered company in England & Wales No. 02427356 VAT GB 321 5727 22

Registered address: 188 Fleet Street, London, EC4A 2AG

Legal 500 Trust Centre
Contact Us

Market Intelligence
Search

11,473 results found

Use advanced search filters to refine your search

Search

1 filter applied

Advanced search filters

Topics

Search for topics

Countries

Search for countries

Contributor

Search to show contributors

Hogan Lovells Cadwalader

Content type

Any
Article
Podcast
Video

Sort by

Article
SEC Chair Testifies On FY 2019 Budget Request
In testimony before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government ...
United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Article
SEC Chair White Outlines Initiatives To Improve Equity Market Structure
SEC Chair Mary Jo White called for the SEC, FINRA and the exchanges to offer recommendations to adjust the "limit-up/limit-down" plan in order to reflect the sensitivity of exchange-traded products to disorderly market activity.
United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader

SEC Charges Former Payment Processing Company CEO And Girlfriend With Insider Trading

The SEC charged the former CEO of a payment systems company and his girlfriend with insider trading ahead of a merger announcement.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Charges Public Relations Employee With Insider Trading

The SEC charged a public relations employee of UTi Worldwide, Inc. ("UTi"), a global supply chain services and logistics company, with using confidential company information to engage in insider trading.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Chief Information Officer To Head Technology Group At The NY Federal Reserve Bank

Chief Information Officer Pamela C. Dyson will leave the SEC to join the Federal Reserve Bank of New York as executive vice president ...

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Division Grants ETF No-Action Relief From Tender Offer Requirements

The SEC Division of Corporation Finance granted no-action relief from Securities Exchange Act Rule 14e-5 requirements to a managed ETF in connection with the creation and redemption of units.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Division Of Trading And Markets Policy Adviser To Leave Agency

SEC Division of Trading and Markets ("Division") Senior Policy Adviser Gary Goldsholle will leave the agency on October 12, 2018.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Exempts Two ETFs From Tender Offer Requirements

SEC Exempts Two ETFs from Tender Offer Requirements.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Grants Exemptive Relief To ETF From Tender Offer Rules

The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to an exchange-traded fund ("ETF") from requirements under SEA Rule 14e-5

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Grants No-Action Relief From Certain ETF Disclosure Requirements

The SEC Division of Market Regulation granted no-action relief to two ETFs related to creation and redemption transactions.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Grants No-Action Relief From Certain Tender Offer Requirements

The SEC Division of Corporate Finance granted no-action relief to technology company Yahoo! Inc. ("Yahoo") from tender offer requirements under Exchange Act Rules 13e-4(d)(1), 13e-4(e)(3)...

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Grants No-Action Relief From Securities Act Registration Requirements

The SEC Division of Corporate Finance (the "Division") granted no-action relief allowing a company's common stock to be issued as part of a class action ...

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Grants Participants Exemption From Certain Data Collection And Publishing Requirements Of Tick Size Pilot

The SEC Division of Trading and Markets granted FINRA and numerous exchanges, including BATS, Nasdaq and the NYSE an exemption from certain provisions of the National Market System Plan...

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Issues Guidance To Investors On ADRs

In an Investor Bulletin, the SEC Office of Investor Education and Advocacy ("OIEA") explained that an American Depository Receipt ("ADR") is a "security that represents shares of non-U.S. companies...

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Acting Chief Accountant

The SEC named Sagar Teotia as Acting Chief Accountant following the departure of Wesley R. Bricker.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Associate Director Of Clearance And Settlement Examination Program

The SEC named Daniel Gregus as National Associate Director of the Clearance and Settlement examination program in the Office of Compliance Inspections and Examinations.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Chief Accountant

The SEC named Sagar Teotia as Chief Accountant, following the departure of Wesley R. Bricker. Mr. Teotia was previously serving as Acting Chief Accountant.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Chief Accountant In Division Of Enforcement

The SEC named Matthew S. Jacques as Chief Accountant in the Division of Enforcement. Mr. Jacques will assume his position in October 2018.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Chief Economist And Director Of DERA

The SEC named S.P. Kothari as the Chief Economist and Director of the Division of Economic and Risk Analysis ("DERA").

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

SEC Names Chief Of Office Of Market Intelligence

The SEC named Jennifer Diamantis, Enforcement Division Market Intelligence Office Chief.

United StatesCorporate/Commercial Law

Hogan Lovells Cadwalader

Showing 981–1000 of 11473 results

Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics