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  • Article

    SEC Designates "FinHub" As Stand-Alone Office

    The SEC "Strategic Hub for Innovation and Financial Technology" ("FinHub") will become a stand-alone office at the SEC.
    United StatesTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Names Senior Adviser For Cybersecurity Policy

    The SEC named Kevin Zerrusen to serve as Senior Adviser for Cybersecurity Policy. Mr. Zerrusen will serve Chair Jay Clayton and be responsible for (i) coordinating the agency's efforts
    United StatesTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

UK FCA Grants First Multilateral Trading Facility License To Cryptocurrency Exchange

The UK Financial Conduct Authority ("FCA") granted, for the first time, a Multilateral Trading Facility license to a London-based cryptocurrency exchange, Crypto Facilities Ltd.
United StatesTechnology
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    WFF Crypto Panel On August 10

    You're invited to Crypto Series Part 2.
    United StatesTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Video

    55 MPH Speed Limit Day 2019 (Video)

    Yesterday was the 45th anniversary of President Nixon signing the "Emergency Highway Energy Conservation Act."
    United StatesTransport
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Asset Management Unit Co-Chief To Leave Agency

    SEC Enforcement Division Asset Management Unit Co-Chief Anthony S. Kelly will leave the agency prior to December 1, 2018.
    United StatesWealth Management
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    EU Announces Final Text Of Crypto-Assets Regulations

    The Council of the EU published two information notes (13198/22) and (13215/22) yesterday, with the final text of the following two new regulations:...
    European UnionTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Makes Comparability Determination On EU Margin Requirements For Uncleared Swaps

    The European Commission approved a similar equivalence decision that CFTC uncleared margin rules are comparable to the EU's requirements.
    GlobalFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OFAC Designates Russian Entity For Violating North Korean Sanctions

    OFAC designated a Russian entity for helping a North Korean entity gain access to the international financial system.
    GlobalInternational Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Hong Kong Cotton Exporter To Pay Monetary Penalty To Settle Alleged Reporting Violations

    Huafu HK Co. Ltd. ("Huafu"), a Hong Kong-based cotton manufacturer/exporter, agreed to pay a $225,000 civil monetary penalty to settle CFTC charges alleging violations of Form 304 reporting requirements.
    Hong KongFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    ISDA Adds Japanese Jurisdictional Module To Resolution Stay Protocol

    ISDA added a Japanese jurisdictional module to its Resolution Stay Jurisdictional Modular Protocol.
    JapanFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    UK Announces Changes To Basel 3.1 Dates

    The UK's banking regulator, the Prudential Regulation Authority ("PRA") has announced its intention to move the implementation date of the final Basel 3.1 policies...
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    UK Chancellor Of The Exchequer Appoints New Governor Of The Bank Of England

    The UK Chancellor of the Exchequer named Andrew Bailey as the next Governor of the Bank of England. Mr. Bailey will succeed former Governor Mark Carney on March 16, 2020.
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FINRA Restructures Representative-Level Qualification Examination Program

    FINRA created a new Securities Industry Essentials ("SIE") examination and revised several of its representative-level qualification examinations.
    United StatesAccounting and Audit
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Chief Accountant Highlights The Contribution Of Academic Research To Policymaking

    At the 2017 Journal of Accounting and Public Policy Conference, SEC Chief Accountant Wesley Bricker described the "significant contributions" of academic researchers to the quality and...
    United StatesAccounting and Audit
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Updates Revenue Recognition Guidance

    The SEC updated preexisting accounting guidance to conform to Financial Accounting Standards Codification Topic 606 ("Revenue from Contracts with Customers").
    United StatesAccounting and Audit
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Agencies Issue Annual Hart-Scott-Rodino Premerger Notification Report

    The Federal Trade Commission Bureau of Competition and the U.S. Department of Justice Antitrust Division issued the 38th "Hart-Scott-Rodino Annual Report".
    United StatesAntitrust/Competition Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FTC Bureau Of Competition Begins Publishing Monthly Totals Of HSR Act Filings

    The FTC Bureau of Competition's Premerger Notification Office ("PNO") began posting monthly totals of Hart-Scott-Rodino ("HSR") Act filings.
    United StatesAntitrust/Competition Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    State AGs Join Antitrust Investigation Of Facebook

    In an update on an antitrust investigation into Facebook, New York Attorney General ("AG") Letitia James stated that 47 State Attorneys General are now supporting the effort.
    United StatesAntitrust/Competition Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Updates Guidance On "Robo-Advisors"

    The SEC Division of Investment Management (the "Division") updated guidance on automated advisers (or "robo-advisors") that provide services directly to clients over the internet.
    United StatesCompliance
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 881–900 of 11473 results

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