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Hogan Lovells Cadwalader

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Article
NFA Board Of Directors Re-Elects Leadership Team
The NFA reported that its Board of Directors (the "Board") re-elected Michael C. Dawley of Goldman Sachs & Co. to serve an additional one-year term as Chair and Maureen C. Downs of Phillip Capital, Inc. to serve as Vice Chair.
United StatesFinance and Banking
Hogan Lovells Cadwalader
Article
NFA Board Of Directors Reelects Leadership Team
The NFA Board of Directors reelected Michael C. Dawley as Chair. Mr. Dawley of Goldman Sachs & Co. will serve a one-year term.
United StatesFinance and Banking
Hogan Lovells Cadwalader

NFA Provides List Of Holiday Filing Requirements For Swap Dealers

The NFA provided a list of holiday filing requirements for swap dealers ("SDs") between December 2018 and December 2019.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NFA Reminds Swap Dealers Of Reporting Requirements Amid Coronavirus Outbreak

The National Futures Association ("NFA") reminded swap dealer registrants of their regulatory reporting requirements in the midst of the coronavirus pandemic.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NFA Requests Board Nominations

NFA requested nominations to fill five Public Representative positions for the NFA's Board of Directors.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NFA Sanctions Introducing Broker

Regarding the failure to supervise charge, the NFA faulted the IB for allowing two associated persons to solicit business from their home offices without listing the homes as branch offices.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 1: The Risk Was Clear

FICC settles SEC charges for liquidity policy and margin risk management violations. Financial Services Subcommittee questions experts on China-based issuers.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 16: What's The Risk?

NYDFS issues guidance for insurers on climate change-related financial risks. FINRA proposes further delay of TBA margin requirements. SEC rejects Bitcoin ETF proposal. U.S...

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 18: Early And Often

SEC allows voting by proxy for preferred combination of board candidates in contested elections. SEC proposal to deregulate proxy voting advice. CFTC seeks comment on IBOR-related swap clearing requirement.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 23: The More Things Change...

President Biden nominates Jerome Powell to continue leading Fed, taps Lael Brainard to be Vice Chair. CFTC extends Brexit-related relief to UK entities.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 24: Crypto Clarity

Banking agencies offer roadmap on crypto-asset regulation. OCC clarifies permitted bank cryptocurrency activities. ECB issues report on climate and environmental risk management.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 29: What's New, What's Not

Federal Reserve issues supervision guidance on LIBOR transition.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 3: Extra! Extra! Relief All About It!

SEC Staff provides no-action relief from SBSD financial reporting requirements.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 4: Zero Or Bust; Or Zero And Bust

Federal financial regulators support climate objectives.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Nov 5: Lets Have Big Fights Over Small Things!

SEC diminishes roadblocks to proxy proposals on social policy. SEC Chair warns of enforcement "without quarter." OCC Acting Comptroller calls for regulation of crypto banking. Financial Services

United StatesFinance and Banking

Hogan Lovells Cadwalader

NYDFS Approves Virtual Currency Charter For BitGo NY

The New York State Department of Financial Services ("NYDFS") granted a trust charter to BitGo New York Trust Company LLC.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NYDFS Establishes Office Of Financial Inclusion And Empowerment

The New York State Department of Financial Services ("NYDFS") established a new Office of Financial Inclusion and Empowerment.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NYDFS Expands Access To Nationwide Multistate Licensing System To Check Casher And Virtual Currency Firms

Beginning on October 1, 2018, financial service companies holding check casher and virtual currency business activity licenses ...

United StatesFinance and Banking

Hogan Lovells Cadwalader

NYDFS Provides Temporary Relief Concerning In-Person And Shareholder Meetings

NYDFS Provides Temporary Relief Concerning In-Person and Shareholder Meetings.

United StatesFinance and Banking

Hogan Lovells Cadwalader

NYDFS Superintendent To Step Down

New York State Department of Financial Services ("NYDFS") Superintendent Linda A. Lacewell announced that she will step down from her position effective August 24, 2021.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Showing 721–740 of 11472 results

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