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FINRA reminded market participants that it will no longer support the Computer-to-Computer Interface ("CTCI") as a reporting method for TRACE and Over-the-Counter Reporting (or "ORF") products.

FINRA reminded members firms that ballots are due on November 20, 2019 for (i) filling the New York Region representative position on the Small Firm Advisory

As part of its retrospective rule review, FINRA requested comments on the "effectiveness and efficiency" of a rule regarding business continuity plans and emergency contact information.

FINRA will consolidate its Examination and Risk Monitoring Programs into a unified program to promote oversight and consistency ...

FINRA updated the Supplemental Statement of Income ("SSOI") to conform with SEC rule amendments that "simplify and update certain of the FOCUS reporting requirements for broker-dealers."

The firm neither admitted to nor denied the findings.

In today's Fund Finance Friday: Industry Conversations, Cadwalader's Samantha Hutchinson hosts Stephen Quinn of 17Capital to discuss liquidity solutions during the COVID-19 era.

The Board of Governors of the Federal Reserve System ("FRB") approved a final rule to implement single-counterparty credit limits for U.S. bank holding companies and foreign banking organizations operating in the United States with $250 billion or more in total global consolidated assets.

The Federal Reserve Board ("FRB") and the FDIC completed their evaluations of the 2018 resolution plans for 82 foreign banks.

The Federal Reserve Board and FDIC made public non-confidential sections of the resolution plans (or "living wills") of eight large domestic firms.

The Federal Reserve Board ("FRB") introduced a more tailored examinations process for assessing the safety and soundness of community and regional state member banks.

The Board of Governors of the Federal Reserve System ("FRB") extended the comment period for a proposal that would enhance risk-based capital requirements for financial holding companies...

The Federal Reserve Board ("FRB") extended the termination date of its Paycheck Protection Program Liquidity Facility from March 31, 2021 to June 30, 2021.

The Federal Reserve Board ("FRB") fined a bank holding company for alleged improper execution of residential mortgage-related documents.

The Federal Reserve Board joined the "Network of Central Banks and Supervisors for Greening the Financial System."

The Board of Governors of the Federal Reserve System ("FRB") provided aggregate global indicator amounts for 2018.

This outcome, he argued, would increase the flow of capital, which should be the goal of regulators.

The Financial Stability Board ("FSB") updated its list of global systemically important banks ("GSIBs") for 2018.