SIFMA called for the creation of a uniform set of rules governing the strike prices of options listed on national securities exchanges.

SIFMA requested comments on draft municipal security issue price model documents in order to "aid industry market participants in compliance with the new Treasury Department issue price rules for municipal securities."

In a comment letter, SIFMA called on the SEC to suspend a MIAX Emerald, LLC proposal to establish an Options Regulatory Fee.

The U.S. House of Representatives passed a bill requiring certain disclosure testing under the SEC's proposed Regulation Best Interest ("Reg BI").

The U.S. Senate confirmed Isabel Guzman as Administrator of the Small Business Administration ("SBA") by a bipartisan vote of 81-17.

The DOJ filed charges against the owner of two companies in Florida for submitting false and fraudulent claims in order to receive (i) reimbursement from Medicare and (ii) loans from the Paycheck Protection Program.

Several law enforcement agencies established a joint task force to investigate and prosecute foreign-based fraudsters who target seniors.

The CFTC granted multiple whistleblower awards totaling over $45 million.

A DOL final rule setting forth the duties of plan fiduciaries as to voting proxies held by plans was published in the Federal Register.

An SEC proposal to amend its whistleblower program under Exchange Act Section 21F (see previous coverage) was published in the Federal Register, along with proposed interpretive...

President Donald J. Trump nominated R. Alexander Acosta for Secretary of Labor, following Andrew Puzder's withdrawal from consideration for the post.

The SEC fined a technology company $180,000 for violating whistleblower protection rules.

Happy Labor Day! Enjoy some of the best music that workin' stiffs have to offer.

An oil-and-gas company agreed to pay a $1.4 million penalty to settle SEC charges alleging that the company had employed illegal separation agreements and that it had retaliated against a whistleblower...

Pursuant to Executive Order ("EO") 13722, the U.S. Treasury Office of Foreign Assets Control ("OFAC") designated a South African national for his role in helping North Korea acquire oil.

The Board of Governors of the Federal Reserve System ("FRB") is seeking comments on proposed changes to (i) guidelines for entities appealing adverse material supervisory determinations...

Represented Wells Fargo and facilitated $1.55 billion financing for nine U.S. resorts, enabling continued investment and improvements

Here is a rundown of some of Cadwalader's recent work on behalf of clients, including our representing...

FFA Global webinar featuring representatives from around the world as we take a moment to look back on the market and trends we have seen in 2021!

Jeff Maier joins Mike Mascia and discusses demand and deal structures for management fee lines and GP facilities.