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  • Article

    EU Considers Whistleblower Protections

    On April 23, 2018, the European Commission published a draft law to strengthen whistleblower protections across the European Union.
    European UnionEmployment and HR
    Jones Day
    Jones Day
  • Video

    Does Your Dog Bite? Ethical Issues Generated By New Government Investigative Techniques

    As government investigations adopt new technologies, they remain committed to getting the "inside story" from key company employees—highlevel executives, lawyers and compliance officers.
    United StatesCorporate/Commercial Law
    Dentons
    Dentons
Article

Sec Announces $4 Million Whistleblower Award

The SEC adopted the preliminary determination related to a "notice of covered action" which awarded "more than $4 million to a whistleblower whose original information alerted the agency to a fraud."
United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    SEC Awards $7 Million To Whistleblowers

    The SEC awarded a total of more than $7 million to three whistleblowers who assisted the commission in prosecuting an investment scheme.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Awards Nearly $4 Million To Overseas Whistleblower

    The SEC awarded approximately $4 million to an overseas whistleblower whose tip led to a successful enforcement action.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Nearly One In Three Foreign Bribery Investigations Prompted By Whistleblowers

    The SEC's whistleblower programme offers potential rewards to (former) employees who come forward.
    United StatesCriminal Law
    De Brauw Blackstone Westbroek
    De Brauw Blackstone Westbroek
  • Article

    Busted Bracket – March Madness Gambling Could Lead To Florida Whistle-Blower Lawsuits

    Here is a post from a couple of years ago with some good reminders regarding risks of betting pools in the workplace.
    United StatesEmployment and HR
    Fox Rothschild LLP
    Fox Rothschild LLP
  • Article

    Healthcare Recoveries Depend On Whistleblowers

    The government incentivizes whistleblowers in order to increase healthcare recoveries under the False Claims Act. See our analysis here of how the Act's qui tam ...
    United StatesEmployment and HR
    Squire Patton Boggs LLP
    Squire Patton Boggs LLP
  • Article

    When Was The Last Time You Updated Your Posters?

    As we settle into the new year, and maybe into a new office routine, it's a good time to check to ensure your EEO and other employment policy posters are up to date
    United StatesEmployment and HR
    Shulman Rogers
    Shulman Rogers
  • Article

    CFTC Awards Whistleblowers Approximately $2 Million

    The CFTC awarded two whistleblowers approximately $2 million for information that led to a CFTC investigation
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    EU Whistleblower Directive Has Its Flaws

    In this article, Dr. Fritz argues that once the EU Whistleblower Directive gets adopted into national law, some work will still be needed to correct its flaws.
    European UnionEmployment and HR
    Arnold & Porter
    Arnold & Porter
  • Article

    Global Investment Management Firm To Pay Penalty For Improper Separation Agreements

    BlackRock Inc. agreed to pay a $340,000 penalty to settle SEC charges alleging violations of the whistleblower provisions of the Dodd-Frank Act by entering into separation agreements that required employees to waive the ability to obtain whistleblower awards.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Awards $2.5 Million To Joint Whistleblowers

    The SEC awarded $2.5 million to two whistleblowers for providing information that led to several successful enforcement actions.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Awards Second Largest Whistleblower Award

    The SEC awarded more than $54 million to two whistleblowers for providing critical information that resulted in an enforcement action.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Awards Whistleblower Over $1 Million

    The SEC awarded more than $1 million to a whistleblower for reporting "new information and substantial corroborating documentation" regarding a securities violation that impacted retail investors.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Awards Whistleblowers Over $450,000 For Tips In Corporate Accounting Investigation

    The SEC will reward more than $450,000 to two individuals for tips that led the SEC to open a corporate accounting investigation.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Reduces Whistleblower Award Due To Delayed Reporting

    The SEC reduced a whistleblower award after discovering that the whistleblower financially benefited from waiting to report the misconduct.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Video

    Whistleblower Systems Support Social Values (Video)

    Jane Norberg, partner in the firm's Securities & Enforcement practice and former Chief of the SEC's Office of the Whistleblower, offers new considerations for the "Social" aspects of ESG.
    United StatesCorporate/Commercial Law
    Arnold & Porter
    Arnold & Porter
  • Article

    Top Ten International Anti-Corruption Developments For October 2015

    In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month with links to primary resources.
    United StatesCriminal Law
    Morrison Foerster
    Morrison Foerster
  • Article

    2014 -- The Year Of The Whistleblower

    Terence Healy wrote a post on Forbes.com warning that employers who do not take steps to address any employee concerns before they reach "whistleblower" status—like strengthening internal reporting and compliance programs—do so at their peril.
    United StatesEmployment and HR
    Reed Smith
    Reed Smith
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