42,751 results found

Matt Bisanz and Tom Killian discuss innovative approaches to regulatory recognition of commercial real estate risk transfer in US banking. The conversation examines how banking agencies can enable responsible growth in commercial real estate lending while maintaining appropriate risk management standards.

Stephen Selbst published an article in The Review of Banking & Financial Services in which he notes that credit bidding has become more prevalent and more controversial in chapter 11 sales of collateral.

The Credit Suisse Liquid Alternative Beta Index increased 0.13% in February, the first positive result posted in three months after it lost 1.42% in January, 1.47% in December and 0.63% in November.

In a new report, the Congressional Research Service ("CRS") described the development of "mortgage servicing rights" since the 2008 financial crisis.

The Conference of State Bank Supervisors (CSBS) is inviting comment on the NMLS Modernization MSB Business-Specific Requirements Proposal.

On October 11, 2016, the U.S. CFTC unanimously approved proposed rules relating to the application of certain swap provisions of the Commodity Exchange Act and CTFC to cross-border transactions.

On February 10, 2017, Daniel K. Tarullo submitted his resignation as a member of the US Federal Reserve Board, effective on or around April 5, 2017.

Quite a number of collective investment vehicles, including funds, and other entities that may not be viewed by the CFTC as "operating companies" may, in the absence of specific relief or an available exemption, be a "commodity pool."

Treasury Secretary and Fed Chair testify on post-pandemic recovery.

FDIC Chair blocks majority vote to begin review of Bank Merger Act rules. Senate Banking Committee considers testimony on stablecoin regulation and risks. SEC Commissioner Crenshaw raises concerns about measuring climate pledges.

SEC proposes amendments to money market fund rules. SEC proposes updates to insider trading disclosure and affirmative defense requirements.

FinCEN seeks comment on additional AML regulations for real estate transactions. NFA adds questions on crypto and micro futures contracts to annual questionnaire. OCC reports on federal banking system risks.

SAFE Banking Act removed from Federal Defense Spending Bill. FINRA proposes fee limits on proxy distributions. House Committee considers competing regulatory approaches to cryptocurrency.

The SEC announced that its staff will host a roundtable early next year to discuss the impact of decimal-based stock trading on small and mid-sized companies, market professionals, investors, and U.S. securities markets.

On May 12, The Federal Reserve Bank of New York's Household Debt and Credit Report revealed that aggregate household debt balances were largely flat in the first quarter of 2015.

The Securities and Exchange Commission's proposals to modernize its regulation of fund use of derivatives and leverage again increase the scope and complexity of the responsibilities of investment company fund directors.

On January 23, 2015, the US Commodity Futures Trading Commission ("CFTC") issued no-action relief for CFTC Regulations 1.10 and 1.17, respectively.