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The SEC updated its Frequently Asked Questions Regarding the Municipal Advisor Registration Rules.

On 7 April 2014, the SEC updated its conflict minerals guidance by issuing new compliance and disclosure interpretations.

Desarrolladora Homex S.A.B. de C.V. settled SEC charges that the Mexico-based homebuilding company defrauded investors by falsely inflating the number of homes sold and overstating revenue...

The Chief Executive Officer also agreed to a temporary suspension.

The SEC Division of Corporation Finance granted relief to Citigroup Global Markets Inc. ("CGMI") from any disqualification under Rule 506 of Regulation D regarding a January 26, 2017 Order that found CGMI to have overbilled clients.

On Wednesday, October 26, 2016, beginning at 10:00 a.m., the SEC will hold an open meeting at which the Commission will consider the adoption of final rule amendments relating to Securities Act Rule 147 and Rule 505.

Advancement rights of an officer or director of a Delaware corporation are set forth in Section 145 of the Delaware General Corporation Law ("DGCL").

Nathan Brown authored an article about securities law as it relates to private equity and hedge funds.

Given the current market volatility and depressed stock prices, Goodwin's Public Company Advisory Practice has prepared the following presentation on securities law issues in volatile markets.

If the current 113th Congress is any measure, we can expect the coming 114th Congress to introduce and promote bills seeking, among other matters, to facilitate capital formation, to correct oversights in the original JOBS Act, to make crowdfunded equity offerings a reality and to ease reporting complexity for smaller issuers.

The US Supreme Court unanimously held in Kokesh v. Securities and Exchange Commission that a five-year limitations period applies to disgorgement claims brought by the SEC in enforcement proceedings.

The Senate confirmed President Trump's nomination of Walter J. "Jay" Clayton III as Chair of the SEC.

On December 10, the Senate passed H.R. 3784, the SEC Small Business Advocate Act, without amendment and by unanimous consent.

featured in The Legal Intelligencer Todd Ewan and Benjamin Mann discuss the impact of a recent U.S. District Court for the Western District of Pennsylvania decision expanding the scope of Title VII.

Keith Higgins, chair of Ropes & Gray's securities & governance practice, examines SEC Rule 14a-8, the shareholder proposal rule.

Lillian Brown has co-authored an update to Bloomberg BNA's 2018 Corporate Practice Portfolio Series.

The U.S. Fifth Circuit Court of Appeals reinstated the injunction against enforcement of the Beneficial Ownership Information reporting requirements.