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  • Article

    Shootin’ Blanks: Tennessee Appeals Court Dismisses Officer’s Whistleblower Suit Over Live Ammo’s (Almost) Use

    A Tennessee Public Protection Act suit only works if the purported whistleblower has a reasonable belief that what occurred was actually illegal.
    United StatesEmployment and HR
    Bradley Arant Boult Cummings LLP
    Bradley Arant Boult Cummings LLP
  • Article

    SOX Gone Wild: Misappropriation And Transmission Of Confidential Company/Employee Data To The Government Protected Under SOX

    A whistleblower who took sensitive company data from his employer and turned it over to the IRS has won his retaliation claim at the Department of Labor under the Sarbanes-Oxley Act’s whistleblower protection provisions.
    United StatesEmployment and HR
Orrick
Orrick
  • Article

    Supreme Court Ruling Could Be A Game-Changer For Whistleblower Retaliation Standards

    On October 10, 2023, the Supreme Court heard oral arguments in Murray v. UBS Securities, LLC. Employers and HR professionals throughout the United States...
    United StatesEmployment and HR
    Seyfarth Shaw LLP
    Seyfarth Shaw LLP
  • Article

    Supreme Court To Decide If DOL Review Board Properly Expanded SOX Whistleblower Protection To Public Company Contractor Employees

    The ARB hears appeals from decisions of OSHA administrative law judges assigned by Congress to decide claims under a host of whistleblower laws, including the Sarbanes-Oxley Act.
    United StatesEmployment and HR
    Schnader Harrison Segal & Lewis LLP
    Schnader Harrison Segal & Lewis LLP
  • Article

    Texas District Court Dismisses SOX Whistleblower Claim For Lack Of Employer-Employee Relationship

    On June 12, 2020, the U.S. District Court for the Southern District of Texas granted a motion to dismiss in favor of the defendant in a SOX whistleblower retaliation case.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    The Whistleblower Augmented Reward And Non-Retaliation Act Of 2016

    Senator Tammy Baldwin (D-Wis.) and Rep. Elijah Cummings (D-Md.) recently introduced the Whistleblower Augmented Reward and Non-Retaliation Act of 2016.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Third Circuit Affirms Dismissal Of SOX Whistleblower Suit

    After Merck terminated Westawski's employment in a restructuring, she filed a whistleblower retaliation suit under Section 806 of SOX.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Third Circuit: Whistleblowers Are Not Shielded From Discipline For Misconduct

    On August 26, 2022, the Third Circuit affirmed a grant of summary judgment in favor of an employer, holding that whistleblower retaliation protections in the False Claims Act...
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Treating Whistleblowers As Friends, Not Foes

    Sue Schaecher's article "Treating Whistleblowers as Friends, not Foes" was featured in Law Week Colorado on October 19, 2015.
    United StatesEmployment and HR
    Fisher Phillips LLP
    Fisher Phillips LLP
  • Article

    Turning The Table On Whistleblowers: Alabama State Court Allows Employer Lawsuit To Proceed Against Whistleblower

    Turning the table on Whistleblowers: Alabama state court allows employer lawsuit to proceed against whistleblower
    United StatesEmployment and HR
    Butler Snow LLP
    Butler Snow LLP
  • Article

    U.S. Securities And Exchange Commission Issues $279 Million Whistleblower Payout

    On May 5, 2023, the U.S. Securities and Exchange Commission (SEC) announced it awarded an undisclosed whistleblower almost $279 million for their assistance in an investigation that led to three successful...
    United StatesEmployment and HR
    Buchanan Ingersoll & Rooney
    Buchanan Ingersoll & Rooney
  • Article

    U.S. Supreme Court Expands Scope Of Whistleblower Protections

    Earlier this month, the U.S. Supreme Court concluded that whistleblower protections of Sarbanes-Oxley extend not only to employees of public companies, but to the employees of their contractors and subcontractors.
    United StatesEmployment and HR
    Foley & Lardner LLP
    Foley & Lardner LLP
  • Article

    White House Gone Wild!

    These days, just about anyone with an Internet connection and some time on their hands enjoys a wonder of the modern age: binge-watching.
    United StatesEmployment and HR
    Ford Harrison LLP
    Ford Harrison LLP
  • Article

    Wisconsin District Court Follows 5th Circuit: Internal Tipsters Are Not Considered "Whistleblowers" Under Dodd-Frank

    On August 12, 2016, the U.S. District Court for the Eastern District of Wisconsin in Lamb v. Rockwell Automation Inc., held that the Dodd-Frank whistleblower protection provision only protects individuals who provide information to the SEC.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Yes, Attorneys Too Can Blow The Whistle: But When And How Hard?

    According to the United States Securities and Exchange Commission, an attorney – or any individual, for that matter – should not have to first report misconduct to the SEC...
    United StatesEmployment and HR
    BakerHostetler
    BakerHostetler
  • Article

    2025 Dodd-Frank Report Highlights Risks In Mid-Sized Banks And Fintech Markets

    The Administrative Office of the U.S. Courts’ 2025 Dodd-Frank Report examines how the post-2008 financial regulatory landscape has performed under renewed stresses, such as bank failures and crypto-asset collapses.
    United StatesFinance and Banking
    Miller Shah LLP
    Miller Shah LLP
  • Article

    CFTC: Calling All Whistleblowers In Carbon Markets

    With an "alert" issued June 20, 2023, the Commodity Futures Trading Commission (CFTC) is targeting carbon markets by asking whistleblowers to come forward...
    United StatesFinance and Banking
    McGuireWoods LLP
    McGuireWoods LLP
  • Article

    Recommended Actions For Hedge Fund, Private Equity Fund And Other Private Fund Advisers To Prevent Possible Whistleblower Violations

    On April 1, 2015, the Securities and Exchange Commission (SEC) announced that it had settled its first enforcement action under SEC Rule 21F-17...
    United StatesFinance and Banking
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    SEC's Whistleblower Rules Are Now Effective

    On May 25, 2011, the Securities and Exchange Commission ("SEC") adopted final rules implementing the whistleblower provisions of the Dodd-Frank financial reform regulations, which provide that individuals who report potential securities violations to the SEC may be entitled to a reward of between 10 and 30 percent of any monetary recovery exceeding $1 million.
    United StatesFinance and Banking
    Schnader Harrison Segal & Lewis LLP
    Schnader Harrison Segal & Lewis LLP
  • Article

    Connecticut Enacts Major Expansion Of State's False Claims Act

    Amid this year's last-minute budget negotiations, Connecticut's legislature found something on which nearly all members could agree in the bipartisan, sweeping expansion of the State False Claims Act (FCA).
    United StatesFood, Drugs, Healthcare, Life Sciences
    Shipman & Goodwin LLP
    Shipman & Goodwin LLP
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