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A broker-dealer settled FINRA charges for failing to disclose material aspects of payment for order flow arrangements.

Broker-Dealer Settles FINRA Charges for Supervisory and Suitability Violations.

A broker-dealer settled FINRA charges for violating private placement offering rules.

A broker-dealer settled charges brought by the Enforcement Section of the Massachusetts Securities Division of the Office of the Secretary of the Commonwealth

In a recent foreclosure action, Plaintiff Lakeview Loan Servicing, LLC ("Lakeview") sought summary judgment against Defendant Andrew Branley ("Branley").

Duncan Hubbard, a leader in advising financial institutions, funds and alternative lenders on European and U.S. real estate investments and structured finance transactions ...

On October 22, 2014, the CFPB issued a final rule amending the Dodd-Frank mortgage rules that became effective January 10, 2014.

On April 24, 2024, the Consumer Financial Protection Bureau (CFPB) continued its assault on fees in the consumer finance industry. In its most recent edition of Supervisory Highlights...

On September 29, the CFPB released its annual report on residential mortgage lending activity and trends for 2021.

In two new reports, the Consumer Financial Protection Bureau ("CFPB") assessed the impact of the Ability to Repay / Qualified Mortgage ("ATR/QM") Rule and the Real Estate Settlement Procedures Act ("RESPA") Mortgage Servicing Rule.

On February 7, 2023, the Consumer Financial Protection Bureau issued an advisory opinion warning operators of digital mortgage comparison platforms of specific practices the bureau...

The Consumer Financial Protection Bureau has recently issued a bulletin to residential mortgage servicers to address potential risks to mortgage consumers that may arise in connection with servicing transfers.

Prior to Dodd-Frank, the HPA was enforced by a patchwork of federal regulators depending on the regulatory status of individual institutions.

On June 17, the director of the Consumer Financial Protection Bureau (CFPB), Richard Cordray, announced plans to delay the effective date of the TILA-RESPA Integrated Disclosure Rules.

On September 21, 2015, the CFPB issued a final rule amending the definitions of "small creditor" and "rural and underserved areas" which should be beneficial to many community banks and other small mortgage lenders.

The Consumer Financial Protection Bureau ("CFPB") issued its final rule setting forth amendments and clarifications to mortgage servicing regulations on August 4, 2016.

The Consumer Financial Protection Bureau ("CFPB") issued its final rule setting forth amendments and clarifications to mortgage servicing regulations on August 4, 2016.

The Consumer Financial Protection Bureau ("CFPB") this week issued a final rule making a series of changes to its mortgage guidelines for small creditors and creditors in rural and underserved communities.