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  • Article

    CFTC Commissioner Bowen Recommends Ways To Improve Corporate Governance

    CFTC Commissioner Sharon Y. Bowen presented an approach to improving the governance of CFTC-regulated entities.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Reserve Updates Risk Management Supervisory Guidance For Smaller FBOs

    On June 8, 2016, the Federal Reserve updated its Supervisory Guidance that partially supersedes SR letter 95-51, "Rating the Adequacy of Risk Management and Internal Controls at State Member Banks and Bank Holding Companies."
    United StatesFinance and Banking
    Orrick
    Orrick
Article

Financial Reform Legislation: A Guide to the Employment-Related Provisions

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Wall Street Reform Act) was signed into law by President Obama on July 21, 2010.
United StatesFinance and Banking
Morgan Lewis
Morgan Lewis
  • Article

    Jumpstart Your Business With Easier Access To Capital Markets

    In April 2012, Congress, in a bipartisan effort, took a giant step to "jumpstart" businesses in the United States by enacting the JOBS Act (Jumpstart Our Business Startups Act).
    United StatesFinance and Banking
    Dickinson Wright PLLC
    Dickinson Wright PLLC
  • Article

    Market Experts Criticize Sarbanes-Oxley, Urge Capital Formation Reforms

    At a hearing before the House Financial Services Subcommittee on Capital Markets, Securities and Investment, market experts discussed the decline in public offerings, the effects of the Sarbanes-Oxley Act...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NY DFS Imposes New Diversity Standards For NY Insurers

    On March 16, New York State Superintendent of Financial Services Linda Lacewell announced the issuance of Insurance Circular Letter 2021-5...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC Proposes Significant Compliance Obligations for Investment Advisers

    United StatesFinance and Banking
    Sutherland Asbill & Brennan LLP
    Sutherland Asbill & Brennan LLP
  • Article

    SEC Staff Issues Cybersecurity Disclosure Guidance

    The SEC staff issued CF Disclosure Guidance: Topic No. 2 – Cybersecurity on Oct. 13, 2011.
    United StatesFinance and Banking
    Drinker Biddle & Reath LLP
    Drinker Biddle & Reath LLP
  • Article

    Senate Banking Committee Debates ESG And Corporate Governance

    The Senate Banking Committee (the "Committee") considered the roles that special interest groups and retail investors play on environmental, social and corporate governance ("ESG").
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Senate Committee On Banking Considers Bills On Capital Formation And Corporate Governance

    The U.S. Senate Committee on Banking, Housing and Urban Affairs (the "Senate Banking Committee") considered legislative proposals on capital formation and corporate governance.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    U.S. Legislative Developments On Internal Controls And "Say On Pay"

    Two important developments have recently taken place in the U.S. legislature. The first relates to a proposed exemption from the internal control rules under section 404 of the Sarbanes-Oxley Act of 2002, and the second relates to shareholder voting on executive compensation.
    United StatesFinance and Banking
    Torys
    Torys
  • Video

    Mid-Year Top Ten Trends For Health Care Systems Podcast (Video Content)

    McDermott has produced the Mid-Year Top Ten Governance Trends for Health Care Systems Podcast, presented by Michael W. Peregrine.
    United StatesFood, Drugs, Healthcare, Life Sciences
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    OECD Publishes Policy Paper On Anticipatory Governance For Responsible Innovation In Synthetic Biology

    The OECD has published a comprehensive policy paper examining how member countries are adapting their governance frameworks to support responsible innovation in synthetic biology. The analysis reviews national strategies, policy instruments, and governance initiatives across five key dimensions, revealing emerging practices while highlighting uneven implementation across jurisdictions. Drawing on examples from multiple countries, the paper identifies policy considerations for strengthening anticipatory gove
    United StatesFood, Drugs, Healthcare, Life Sciences
    Bergeson & Campbell
    Bergeson & Campbell
  • Article

    TTB Online Permit Upgrades Increase Turnaround Time

    On July 31, 2018, after being shut down for about a week, the Alcohol and Tobacco Tax and Trade Bureau ("TTB") launched an upgrade of its technology to v.5.0 of Permits Online.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Bowditch & Dewey
    Bowditch & Dewey
  • Article

    SEC Rescinds “No-Deny” Settlement Policy

    The Securities and Exchange Commission has eliminated a decades-old settlement requirement that prevented defendants from publicly denying allegations. This policy shift, affecting enforcement actions dating back to 1972, fundamentally changes how parties can communicate about settled cases and may reshape settlement negotiations going forward.
    United StatesGovernment, Public Sector
    Jones Walker LLP
    Jones Walker LLP
  • Article

    N.Y. Appellate Court Upholds Right Of Former Directors And Officers To Corporate Attorney-Client Privileged Documents In Defense Of Third Party Action

    The New York Supreme Court, Appellate Division, First Department, on February 19, 2008, ruled that former officers and directors of a public corporation are entitled to access to memoranda containing legal advice to the corporation.
    United StatesLitigation, Mediation & Arbitration
    Duane Morris LLP
    Duane Morris LLP
  • Article

    VIDEO: Jim Myrick Discusses Alternative Dispute Resolution Contract Clauses With Charleston CEO

    Increasingly, many businesses are incorporating clauses that stipulate Alternative Dispute Resolution (particularly arbitration) in their contracts.
    United StatesLitigation, Mediation & Arbitration
    Womble Bond Dickinson
    Womble Bond Dickinson
  • Article

    AICP Releases Updated Bid Form

    The AICP announced that it has released a revised bid form for commercial production companies to use when bidding for commercial jobs.
    United StatesMedia, Telecoms, IT, Entertainment
    Frankfurt Kurnit Klein & Selz PC
    Frankfurt Kurnit Klein & Selz PC
  • Article

    Drafting Florida LLC Operating Agreements: Lessons From A Recent Appeal

    In an important decision out of Florida's Third District Court of Appeal, KADA 13, LLC v. Georgetown Holdings, Inc., No. 3D25-0303 (Fla. 3d DCA Feb. 11, 2026)...
    United StatesReal Estate and Construction
    Adams and Reese LLP
    Adams and Reese LLP
  • Article

    Ankura CTIX FLASH Update – August 21, 2026

    Ankura provides expert insights across cybersecurity, data privacy, financial services, and corporate governance. From emerging cyber threats targeting critical infrastructure to new regulatory frameworks reshaping private equity valuations and UK corporate governance requirements, these analyses examine the evolving challenges facing organizations in 2026. How are businesses adapting to heightened security risks, regulatory scrutiny, and operational complexities?
    United StatesTechnology
    Ankura Consulting Group LLC
    Ankura Consulting Group LLC
  • Showing 921–940 of 6107 results

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