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On November 24, 2015, the Commodity Futures Trading Commission (CFTC or Commission) proposed a new regulatory regime for automated trading on US designated contract markets (DCM) (Regulation AT or the proposal).

The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.

The CFTC released its enforcement results for the fiscal year ending Sept. 30, 2017, which revealed the agency brought 49 enforcement actions, down 28% from the 68 it brought the previous year.

The CFTC is requesting nominations for membership on the Market Risk Advisory Committee ("MRAC"), which makes recommendations to the CFTC regarding systemic issues ...

Nominations are due by October 29, 2020.

The CFTC revoked the foreign board of trade ("FBOT") registration of ICE Futures Canada, Inc. ("IFCA") ...

On September 1, 2016, the CFTC announced that it is "requesting public comment on proposed amendments to the Whistleblower Rules found in Part 165 of the CFTC's regulations."

On October 16, CFTC brought and settled charges of employing a manipulative device in connection with the JPMorgan Chase trading of certain credit default swaps (CDS), in violation of the new Dodd-Frank prohibition against manipulative conduct.

On November 14, CFTC issued advisory on the applicability of Dodd-Frank transaction-level requirements to swaps between non-U.S. swap dealers (whether or not an affiliate of a U.S. person) and non-U.S. persons.

On 21 January 2014, the Commodity Futures Trading Commission ("CFTC") announced the formation of an interdivisional staff working group to review certain swaps transaction data recordkeeping and reporting provisions

The CFTC will consider (i) final rules from the Division of Market Oversight and Division of Clearing and Risk relating to system safeguards-testing requirements...

On November 21, 2016, the U.S. Commodity Futures Trading Commission ("CFTC") announced that it had approved amendments to its regulations

On January 12, 2017, the U.S. Commodity Futures Trading Commission (the "CFTC") "approved proposed amendments to Regulation 1.31

On January 13, 2017, the U.S. Commodity Futures Trading Commission (the "CFTC") approved two rules: one relating to access to swaps data and one relating to disciplinary actions.

CFTC chairman J. Christopher Giancarlo released a new paradigm for measuring the size of the global swaps markets.

CFTC commissioner Christopher Giancarlo warned that cyber-risks are the "number one threat to 21st century financial markets," with a greater disruptive potential than advances in automated trading and emerging technologies like the blockchain.

This alert lays out 23 of our key takeaways from the CFTC's past year and offers insights on what might take place in the coming months. We project what to expect with respect to rulemaking, enforcement

On 5 February 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight ("DSIO") issued a notice to provide market participants with additional guidance regarding the procedures for submitting to the CFTC the notices and reports required under new and amended regulations the CFTC adopted on 1 November 2013.