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  • Article

    OCC Proposes Amending Company-Run Stress Testing Requirements

    The Office of the Comptroller of the Currency ("OCC") proposed amending the OCC's company-run stress testing requirements for national banks and federal savings associations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Proposes Rule on Margin and Capital Requirements for Covered Swap Entities

    October 6, the OCC released a notice of proposed rulemaking to establish minimum requirements for the exchange of initial and variation margin between registered swap dealers, major swap participants, security-based swap dealers and major security-based swap participants (covered swap entities) and their counterparties to non-cleared swaps and non-cleared security-based swaps.
    United StatesFinance and Banking
Orrick
Orrick
  • Article

    OCC Publishes Final Rule on Expanding Examination Cycle Eligibility

    On January 6, 2017, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation published a final rule...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    OCC Publishes Revised Bank Termination Section Of Comptroller's Licensing Manual

    The Office of the Comptroller of the Currency ("OCC") published an updated version of the "Termination of Federal Charter" booklet of the Comptroller's Licensing Manual.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Publishes Revised "Branches And Relocations" Booklet

    The Office of the Comptroller of the Currency ("OCC") published a new "Branches and Relocations" booklet of the Comptroller's Licensing Manual.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Publishes Revised Data For Stress Tests

    On February 14, the Office of the Comptroller of the Currency ("OCC") released a revised dataset for use by covered institutions in the upcoming 2019 stress tests.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    OCC Publishes Update To The Bank Accounting Advisory Series

    On September 29, the Office of the Comptroller of the Currency released an update to the Bank Accounting Advisory Series.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    OCC Updates Guidance On Detection And Correction Of Bank Violations

    The Office of the Comptroller of the Currency ("OCC") updated the Comptroller's Handbook to reflect new guidelines that examiners should follow when checking for legal violations by banks.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 21: If A Precedes B, Did A Cause B?

    SEC Commissioner Roisman offers recommendations to improve order handling disclosure. Banking regulators set expectations for managing LIBOR transition.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 25: Cloudspotting

    FSOC identifies climate change as emerging threat to financial stability. CFPB asks tech companies for information on payment platforms.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 26: The Old Switcherooni

    Broker-Dealer settles FINRA charges for supervisory failures over mutual fund switches. DOL extends enforcement relief to ensure compliance with prohibited transactions exemption.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 29: Insecure Security

    FTC adopts new requirements to strengthen financial data security.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 6: House Moves To Address Shortage Of Laws

    FinCEN provides relief to FBAR filers affected by natural disasters. Comment deadline set for FINRA-proposed fee for new municipal advisor principal exam.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Podcast

    Oct 7: To A Hammer, Everything Is A Nail (Podcast)

    IMF Senior Executives Warn of Financial Stability Risks Posed by "Crypto Boom." SEC Chair Gensler Directs Staff to Study Complex ETP Risk. MSRB Requests Comment on Draft Compliance Resources for Supervisors.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Oct 8: Where Did It Go?

    FINRA proposes order routing disclosures for OTC equity securities. ARRC summarizes its fallback recommendations to date. Broker-dealer settles FINRA charges for Reg SHO miscalculations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Office Of The Comptroller Of The Currency Revises Process For Management Matters Requiring Attention

    On October 30, 2014, the U.S. OCC published revised policies and procedures regarding the management of Matters Requiring Attention due to supervised institutions’ examinations.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Oklahoma Exempts Charitable Entities From Mortgage Licensing Provisions

    The amendment will become effective on November 1, 2021.
    United StatesFinance and Banking
    Ballard Spahr LLP
    Ballard Spahr LLP
  • Article

    "On Being PAM's Outside Counsel," Larry Childs Profiled By Regions Bank

    Larry Childs is one of PAM's most frequently relied upon attorneys, having represented numerous financial institutions for over three decades.
    United StatesFinance and Banking
    Waller Lansden Dortch & Davis
    Waller Lansden Dortch & Davis
  • Article

    Open For Business, With Silicon Valley Bank's Jesse Hurley

    Jesse Hurley, Head of Global Fund Banking at Silicon Valley Bank, connected with Cadwalader's Mike Mascia in this week's podcast edition of Fund Finance Friday: Industry Conversations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Opportunity Zones: Treasury And IRS Issue Proposed Regulations

    The Treasury Department and the IRS issued today highly anticipated proposed regulations regarding "Qualified Opportunity Zones."
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 901–920 of 29375 results

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