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The SEC extended, until March 15, 2019, the comment period for its proposed rules and form amendments to improve disclosures for purchasers of variable annuities and variable life insurance contracts.

The SEC extended exemptive relief to Nasdaq BX, Inc. from the minimum penny pricing increment requirements of Rule 612 of Regulation NMS.

The SEC voted to extend by six months the deadline for open-end funds to comply with certain elements of the liquidity risk management program rule.

The new fee rate will take effect on Oct. 1, 2019, the first day of the U.S. government's 2020 fiscal year.

Fenwick partner and securities enforcement co-chair Mike Dicke lays out the U.S. Securities and Exchange Commission's hot-button areas of enforcement activity.

The Commission announced that its annual forum on Small Business Capital Formation will be held on Thursday, November 21st.

In a departure from prior practice, this year's SEC Government-Business Forum, an annual event typically held at the SEC's offices in Washington, DC...

The SEC recently announced the agenda for next week’s forum, which will be held on November 15, 2012.

The SEC issued an order granting a conditional exemption to a credit rating agency registered as a nationally recognized statistical rating organization from the Securities Exchange Act Section...

The SEC Division of Corporation Finance granted exemptive and no-action relief to a technology company and two subsidiaries from certain tender offer requirements in connection with a complex series of transactions.

SEC Grants Exemption to Japanese Credit Rating Agency.

Subject to certain conditions, the SEC Division of Corporation Finance granted exemptive relief to an Argentinian transporter of natural gas and three other companies.

The SEC Division of Corporate Finance granted a Spanish bank exemptive relief from certain requirements under SEA Rule 14e-1 ("Unlawful

The exemptive letter also outlines specific conditions that the convertible securities must satisfy in order to qualify for the exemptive relief.

The SEC granted an exemption from Exchange Act Rule 14e-1(a) ("Unlawful Tender Offer Practices")

Subject to certain conditions, the SEC Division of Corporation Finance granted an exemption from requirements under Securities Exchange Act Rule 14e-5 to an investment company.

The SEC granted limited exemptive relief from the National Market System Plan governing the Consolidated Audit Trail ("CAT NMS Plan") clock synchronization compliance deadline.