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  • Article

    Nov 4: Zero Or Bust; Or Zero And Bust

    Federal financial regulators support climate objectives.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Nov 5: Lets Have Big Fights Over Small Things!

    SEC diminishes roadblocks to proxy proposals on social policy. SEC Chair warns of enforcement "without quarter." OCC Acting Comptroller calls for regulation of crypto banking. Financial Services
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

NY Intermediate Appellate Court Reverses Dismissal Of HSBC RMBS Suit Against Deutsche Bank

HSBC, the trustee of two securitizations at issue, successfully appealed the 2018 dismissal of its complaint alleging that DB Structured Products Inc. (DBSP).
United StatesFinance and Banking
Orrick
Orrick
  • Article

    NYDFS Approves Virtual Currency Charter For BitGo NY

    The New York State Department of Financial Services ("NYDFS") granted a trust charter to BitGo New York Trust Company LLC.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Cybersecurity Rules Gain Effect

    The New York Department of Financial Services issued a reminder to all covered entities that its cybersecurity regulation took effect on Aug. 28, 2017.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    NYDFS Details Potential Cybersecurity Rules

    The New York Financial Department of Services provided details related to potential cybersecurity regulations for banks and insurance companies under its jurisdiction.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    NYDFS Establishes Office Of Financial Inclusion And Empowerment

    The New York State Department of Financial Services ("NYDFS") established a new Office of Financial Inclusion and Empowerment.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Expands Access To Nationwide Multistate Licensing System To Check Casher And Virtual Currency Firms

    Beginning on October 1, 2018, financial service companies holding check casher and virtual currency business activity licenses ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Provides Temporary Relief Concerning In-Person And Shareholder Meetings

    NYDFS Provides Temporary Relief Concerning In-Person and Shareholder Meetings.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Superintendent To Step Down

    New York State Department of Financial Services ("NYDFS") Superintendent Linda A. Lacewell announced that she will step down from her position effective August 24, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYMEX Fines Brokerage Firm For Block Trade Reporting Failures

    The NYMEX Business Conduct Committee (the "BCC Panel") fined an introducing broker $60,000 for reporting failures relating to block trades in violation
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYSE Proposes Suspension Of Global Market Capitalization Continued Listing Standard Through June 30, 2020

    Akin Gump provides details on the New York Stock Exchange LLC (NYSE) proposed rule change to suspend until June 30, 2020, the application of the NYSE continued listing requirement with respect to global market capitalization.
    United StatesFinance and Banking
    Akin
    Akin
  • Article

    NYSE Reopens Trading Floor

    The NYSE reopened its trading floor on May 26, 2020, following a two-month-long closure.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Adopts Amendments To Company-Run Stress Testing Requirements

    The OCC adopted a final rule to amend the agency's company-run stress testing requirements for national banks and federal savings associations
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC And FRB Extend Comment Deadline For Enhanced Supplementary Leverage Ratio

    The comment period, which was originally set to expire on May 21, was extended to June 25, 2018.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Comptroller Discusses Risks To Global Banking

    On November 12, Comptroller of the Currency Thomas J. Curry spoke at the 25th Special Seminar on International Finance in Tokyo, Japan. The comptroller identified cybercriminals as possibly the biggest threat to the global economy today.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    OCC Enforcement Action Targets Reverse Discrimination Leaving Institutions With Open Questions

    In a BNA Banking Report article, Reed Smith’s William Mutterperl wrote about the recent Office of the Comptroller of the Currency enforcement action that applied the disparate impact theory of discrimination in finding that a group of white male borrowers and male-female married couple borrowers had been discriminated against.
    United StatesFinance and Banking
    Reed Smith
    Reed Smith
  • Article

    OCC Names First Ever Chief Risk Officer

    On August 6, the OCC named Linda Cunningham as its first Chief Risk Officer. Ms. Cunningham will lead the agency's newly created Office of Enterprise Risk management and will report directly to the Comptroller of the Currency.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    OCC Names New Deputy Comptrollers

    The Office of the Comptroller of the Currency ("OCC") named Scott Schainost as Deputy Comptroller for Midsize Bank Supervision and Troy Thornton as Deputy Comptroller for the Southern District.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    OCC Names New Senior Deputy Comptroller

    The Office of the Comptroller of the Currency ("OCC") named Jonathan Gould as the Senior Deputy Comptroller. Mr. Gould also will serve as Chief Counsel.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 881–900 of 29375 results

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