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This note discusses the European Banking Authority's (EBA's) report, published on July 23, 2025, which addresses whether and when EU non-bank entities should be allowed to deal with locally unregulated non-EU banks.

On November 9, 2017, the EBA published an Opinion and a Report on financial intermediaries and regulatory perimeter issues under the CRR and the Capital Requirements Directive.

On October 24, 2016, the EBA published a report outlining its response to the Commission's call for advice, published on April 26, 2016, on the review of the large exposures framework laid down in the CRR.

The Situation: Three major pillars of the EU action plan on sustainable finance ("EU Action Plan") at varying stages of development have taken steps forward.

Following the release by BES of its half year results, it was apparent that the financial stability of BES was more questionable than many had suspected.

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...

On November 13, 2015, the FDIC updated its Frequently Asked Questions regarding brokered deposits.

The U.S. Federal Trade Commission,announced the adjusted HSR Act notification thresholds for 2013.

The U.S. Department of Justice (“Department”) has announced the settlement of a complaint alleging that Qualcomm Incorporated (“Qualcomm”) asserted control over Flarion Technologies, Inc. (“Flarion”) before the expiration of the required waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (“HSR Act”). Qualcomm had agreed to acquire Flarion in a transaction that was subject to an HSR Act waiting period. The Department’s complaint alleged that Qualcomm failed to comply wi

Like our clients, Holland & Knight's Financial Services Industry Group is committed to actively contributing to our nation's response to the coronavirus (COVID-19) pandemic...

The SEC proposed amendments and interpretive guidance to rules governing security-based swap activity in a cross-border context.

On August 20, 2019, two of the agencies responsible for implementing the Volcker Rule finalized amendments to the Rule that narrow and simplify the proprietary trading prohibition

On 7 June 2019, Regulation (EU) 2019/876 ("CRR II")[1] was published in the Official Journal of the EU.

Bond markets have fared better in the US than those in Europe or the UK, as renewed fears of stalling economic growth suggest that the Federal Reserve may be forced to ease monetary policy as soon as this summer.

The Secretary of the Treasury, on behalf of the Consumer Financial Protection Bureau ("CFPB" or "Bureau"), recently published a notice titled "Identification of Enforceable Rules and Orders" (the "Notice") seeking comment on a preliminary list of 47 rules that will be transferred to the Bureau's authority on July 21, 2011, the Dodd-Frank Transfer Date.

The credit crisis that has engulfed the world's financial markets for the past year has entered an historic phase. Financial institutions that have stood as symbols of strength for decades have disappeared overnight.

A number of compliance-related regulations have threshold amounts below which institutions are exempt from compliance requirements.

FRB Chair Janet L. Yellen asserted that the financial condition of large, regional and community banking organizations has "strengthened significantly since the crisis.