9,620 results found

Kevin Mulvaney (Partner-Detroit) and Paula Opalewski (Associate-Detroit) obtained dismissal of a legal malpractice claim in Oakland County Circuit Court on behalf of Wilson Elser's client,...

In a remarkable development around the contentious Dakota Access Pipeline (DAPL), the developer of the project, Energy Transfer Equity and Energy Transfer Partners, sued the environmental groups that opposed DAPL.

On November 3, 2014, FERC’s Office of Enforcement ("Enforcement") issued a Notice of Alleged Violations against Maxim Power Corporation ("Maxim"), suggesting that Maxim engaged in three schemes in ISO-New England ("ISO-NE") that violated section 222(a) of the Federal Power Act and FERC’s Anti-Manipulation Rule, 18 C.F.R. § 1c.2.

Payments litigation will likely continue and increase in 2025 in the United States and globally, along with increased use of Automated Clearing House (ACH) transfers and wires...

The FDIC brought claims under the federal Securities Act and the Texas Securities Act, alleging that the defendants made false and misleading statements in selling and underwriting $2.1 billion in RMBS to Guaranty Bank.

FINRA recently took formal disciplinary action against a New York-based broker-dealer that is affiliated with a Mexican broker-dealer and with a Mexican bank for inadequate anti-money laundering systems and procedures.

On March 20, the Appellate Division, Fourth Department, of the Supreme Court of New York affirmed in part and reversed in part the lower court's denial of Defendant Moody Investor Services...

BNP Paribas S.A. ("BNP") agreed to pay a $246 million fine to settle charges that it engaged in "unsafe and unsound practices in the foreign exchange" ("FX") markets.

The CFTC's Division of Enforcement has introduced a new policy framework for evaluating cooperation and self-reporting in enforcement matters, effective immediately. This policy supersedes previous guidance...

Based on a report released last week about cyber security vulnerabilities faced by financial institutions, New York State Department of Financial Services ("NYDFS") Superintendent Benjamin Lawsky signaled that the agency will soon move forward with cyber security regulations.

Paul Robson became the second former Rabobank employee to plead guilty for his participation in a scheme to manipulate the Japanese Yen London InterBank Offered Rate.

To avoid extensive liability under the FCPA, investors in the private investment industry are encouraged and expected to conduct pre- and post-acquisition FCPA diligence to eliminate any potential violations.

A federal judge entered an Order of Default Judgment ("Order") against a firm and its president ("defendants") for entering into illegal off-exchange transactions in precious metals...

FinCEN made technical changes to a final rule relating to customer due diligence standards for banks, brokers or dealers in securities, mutual funds, futures commission merchants...

Suspicious Activity Report, FinCEN, Financial Crimes Enforcement Network, SAR-DI

On March 21, the Federal Trade Commission issued a warning that portfolios of alleged payday loan debts serviced by AMG Services are bogus.

SEC Issues Risk Alert Regarding Advertising Rule Compliance Based on Recent OCIE Examinations