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The SEC charged three Chinese traders with fraud for allegedly hacking "nonpublic market-moving information" from two prominent New York-based law firms.

SEC Chief Operating Officer ("COO") Jeffery Heslop will leave the agency in February. Mr. Heslop was the first ever COO of the SEC.

The final rule will become effective 30 days after publication in the Federal Register.

In her remarks, Ms. Peirce referenced a bill recently passed in California that would regulate the gender composition of corporate boards.

Republican SEC commissioner Daniel Gallagher, who submitted his resignation letter to the White House in May, said he won't stay on at the agency past Oct. 2.

In a statement in support of longer comment periods during the rulemaking process, SEC Commissioner Hester M. Peirce explained that an open dialogue with the public is crucial to effective rulemaking.

The SEC has formally announced that Ether is not a security.

Today, the SEC announced that it was reducing the fees it charges issuers to register their securities. In fiscal 2021, the fee rates for registration of securities and certain other transactions...

Today, the SEC announced that it was reducing the fees it charges issuers to register their securities. In fiscal 2022, the fee rates for registration of securities...

On June 5, 2015, Monica J. Lindeen, Montana State Auditor, ex officio Commissioner of Securities and Insurance, filed a motion with the SEC for a stay of the Regulation A+ rules.

SEC Designates Indian Stock Exchange as Offshore Securities Market.

The SEC Division of Corporation Finance designated a Taiwan stock exchange as a "designated offshore securities market"

In a recent Investor Bulletin, the SEC Office of Investor Education and Advocacy outlined the arbitration and mediation processes that are involved a customer's dispute with a broker-dealer.

SEC Division of Corporation Finance Associate Director James M. Daly will retire at the end of September.

SEC Division of Risk and Analysis ("DERA") Director and Chief Economist Jeffrey H. Harris will step down from his position and return to academia on a full-time basis.

SEC Division of Trading and Markets Associate Director Wenchi Hu will leave the Commission in February 2017.

The SEC Division of Economic and Risk Analysis and the Division of Trading and Markets are effectively ending the Tick Size Pilot Program at the end of trading on September 28, 2018 rather than on October 1, 2018.