29,375 results found

The Federal Reserve Bank of New York named Michael Held executive vice president, head of the Legal Group and general counsel.

On November 21, Justice Shirley Werner Kornreich of the Supreme Court of the State of New York granted in part defendant DB Structured Products, Inc.’s motion to dismiss the complaint of ACE Securities Trust 2007-HE1.

The NFA's Board of Directors approved an annual dues surcharge of $1,750 on specific member firms engaged in swaps activities.

The NFA reported that its Board of Directors (the "Board") re-elected Michael C. Dawley of Goldman Sachs & Co. to serve an additional one-year term as Chair and Maureen C. Downs of Phillip Capital, Inc. to serve as Vice Chair.

The National Futures Association ("NFA") reminded swap dealer registrants of their regulatory reporting requirements in the midst of the coronavirus pandemic.

NFA requested nominations to fill five Public Representative positions for the NFA's Board of Directors.

Regarding the failure to supervise charge, the NFA faulted the IB for allowing two associated persons to solicit business from their home offices without listing the homes as branch offices.

Paris counsel Pierre Storrer's article "Nouveaux moyens de paiement, banque digitale et protection des données" appeared in the Feb.10, 2017 issue of the French publication Banque & Droit.

Pierre Storrer wrote an article that appeared in the September-October issue of the French publication Banque & Droit.

Counsel Pierre Storrer wrote an article titled "Nouveaux moyens de paiement, banque digitale et protection des données," which appeared in the January-February 2016 issue of the French publication Banque & Droit.

FICC settles SEC charges for liquidity policy and margin risk management violations. Financial Services Subcommittee questions experts on China-based issuers.

NYDFS issues guidance for insurers on climate change-related financial risks. FINRA proposes further delay of TBA margin requirements. SEC rejects Bitcoin ETF proposal. U.S...

SEC allows voting by proxy for preferred combination of board candidates in contested elections. SEC proposal to deregulate proxy voting advice. CFTC seeks comment on IBOR-related swap clearing requirement.

President Biden nominates Jerome Powell to continue leading Fed, taps Lael Brainard to be Vice Chair. CFTC extends Brexit-related relief to UK entities.

Banking agencies offer roadmap on crypto-asset regulation. OCC clarifies permitted bank cryptocurrency activities. ECB issues report on climate and environmental risk management.

Federal Reserve issues supervision guidance on LIBOR transition.

SEC Staff provides no-action relief from SBSD financial reporting requirements.