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On June 4, 2024, the CFPB released a circular cautioning companies against including unlawful or unenforceable terms and conditions in contracts for consumer financial products or services.

On September 28, the U.S. Commodity Futures Trading Commission's (the "Commission") Division of Market Oversight issued a no-action letter...

As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission set forth in Rule 4.13(a)(3), commonly referred to as the "de minimis exemption," must affirm their claim of exemption by this Friday, March 1, 2013.

As a reminder, fund managers relying on the exemption from registration with the U.S. Commodity Futures Trading Commission (the "CFTC") set forth in Rule 4.13(a)(3), commonly referred to as the "de minimis exemption," must affirm their claim of exemption by this Friday, March 1, 2019.

As a reminder, fund managers relying on the exemption from registration with the US CFTC set forth in Rule 4.13(a)(3) must affirm their claim of exemption by March 2, 2015.

CFTC Acting Chair J. Christopher Giancarlo appointed Amir Zaidi, formerly legal counsel and policy advisor to Mr. Giancarlo...

The CFTC added 21 non-registered foreign entities to its Registration Deficient List.

The CFTC added the names of 71 foreign entities to the Registration Deficient ("RED") List.

On March 25, the CFTC adopted a final rule amending the de minimis exception to the definition of "swap dealer."

The CFTC announced three separate measures designed to improve the protection of customer funds.

CFTC Chair Massad and authorities in three Canadian provinces and the Northwest Territories signed counterparts to a 2014 Memorandum of Understanding ("MOU").

The CFTC and the Commissione Nazionale per le Società e la Borsa (i.e., the Italian Companies and Exchange Commission) entered into a Memorandum of Understanding.

CFTC chairman J. Christopher Giancarlo named Brian A. Bussey as the director of the Division of Division of Clearing and Risk (DCR), effective Oct. 16. Bussey is currently associate director...

The CFTC unanimously approved final rules updating Parts 3 and 9 to integrate existing advisory guidance, incorporate SEFs and update provisions currently applicable to designated contract markets (DCMs).

The CFTC approved a final rule amending a requirement under Regulation 23.500(i) that swap dealers and major swap participants exchange the terms of swaps with their counterparties...

On March 27, 2019, the CFTC approved a comparability determination of Australia's margin requirements for uncleared swaps, finding the requirements comparable to U.S. requirements for substituted compliance purposes.

On March 26, the CFTC approved an amended comparability determination that would extend the substituted compliance permitted for Japan's margin requirements for uncleared swaps with respect to the scope of entities...