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Today, the SEC removed from the August 22nd Open Meeting agenda the consideration of rules to eliminate the prohibition against general solicitation and general advertising in securities offerings conducted pursuant to Rule 506 of Regulation D under the Securities Act and Rule 144A under the Securities Act, as mandated by Section 201(a) of the JOBS Act.

On July 13, 2016, the Securities and Exchange Commission proposed amendments to various disclosure provisions in order to eliminate duplicative provisions and modernize the relevant requirements.

The SEC proposed a package of rulemakings and interpretations designed to enhance the quality and transparency of investors' relationships with investment advisers and broker-dealers...

The SEC will seek public comment for a period that will remain open for 60 days following each proposal's publication in the Federal Register.

On Wednesday, April 4, 2018, the Securities and Exchange Commission ("SEC") published new Compliance and Disclosure Interpretations ("New C&DIs") on the use of non-GAAP financial measures.

After receiving extensive outside pressure from a variety of sources, include Senate Republicans, the SEC announced last week that it is deferring its decision on whether to approve a Nasdaq...

On September 27, the SEC re-opened the comment period to permit interested persons additional time to analyze and comment on the proposed amendments.

Last week, the Securities and Exchange Commission announced that effective October 1, 2015, filing fees that public companies and other issuers pay to register their securities with the Commission will be reduced to $100.70 per million dollars.

On December 6, 2019, the U.S. Securities and Exchange Commission rejected a proposed New York Stock Exchange ("NYSE") rule change that would allow companies to raise capital in a direct ...

The SEC has created a new tool to assist filers in estimating filing fees for registration statements...

The SEC Division of Economic and Risk Analysis (DERA) today published a report describing trends in primary securities issuance and secondary market liquidity, and assessing how...

On October 16, the SEC published an investigative report examining the efficacy of internal accounting controls for nine public companies that lost millions of dollars as a result of cyber-related fraud.

SEC Director of Enforcement Andrew Ceresney reported that a jury verdict found the City of Miami to be "a recidivist violator of the federal securities laws.

On August 28, the SEC released a white paper intended to provide background information on the potential economic effects of the definition of qualified residential mortgage contained in the proposed rules on credit risk retention.

Given the volume of SEC rulemaking and other corporate governance developments, public companies are frequently looking to understand the current state of play.

Yesterday the SEC staff issued CD&I 105.09 ...

The SAB was published in the Federal Register.

SEC rules require 20 business days. In the incoming letter, the company's legal counsel explained that the 10-business-day period was mandated by Indian law.